Search
Searching Content indexed under Financial Services by Carlton Fields ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5  
>>Next
 
Title
Country
Organisation
Author
Date
1
Buffer ETFs Vs. Index-Linked Annuities
Like most ETFs, the buffer ETFs are registered with the SEC on Form N-1A as "open-end" investment companies, and they issue and redeem their shares at net asset value (NAV
United States
21 Dec 2018
2
Real Property, Financial Services, & Title Insurance Update: Week Ending November 23, 2018
Reverse Mortgage / Statute of Limitations: as a matter of first impression, statute of limitations for enforcing reverse mortgage begins on date the note matures, notwithstanding earlier-death of borrower...
United States
10 Dec 2018
3
Real Property, Financial Services, & Title Insurance Update: Week Ending November 16, 2018
Derivative v. Direct Action / Standing: individual member of LLC not entitled to sue title company for breach of fiduciary duty because right to sue belonged to LLC
United States
10 Dec 2018
4
Is It Time To Harvest The NAIC Suitability In Annuity Transactions Model Regulation?
At the NAIC Fall 2018 National Meeting, state regulators continued plowing through the Suitability in Annuity Transactions Model Regulation (Model 275) (Suitability Model).
United States
29 Nov 2018
5
Real Property, Financial Services, & Title Insurance Update: Week Ending November 9, 2018
Real Property, Financial Services, & Title Insurance Update: Week Ending November 9, 2018
United States
23 Nov 2018
6
Third Circuit Ascertainability Requirement Satisfied In FDCPA Class Against Law Firm
Our prior blogs have discussed the Third Circuit's "rigorous" ascertainability requirement for 23(b)(3) classes here and here.
United States
22 Nov 2018
7
Real Property, Financial Services & Title Insurance Update
Imputation of Implied Actual Notice: the fact that an unrelated purchaser of property was aware that seller was being sued on an unsecured indebtedness did not create a legal duty...
United States
15 Nov 2018
8
This Week's Florida Appeals: Week Of November 5 - 9, 2018
Florida Appeals Court Decisions: Week Of November 5 - 9, 2018
United States
15 Nov 2018
9
Real Property & Financial Services Update: Week Ending October 26, 2018
Imputation of Implied Actual Notice: the fact that an unrelated purchaser of property was aware that seller was being sued
United States
14 Nov 2018
10
Real Property, Financial Services, & Title Insurance Update: Week Ending October 19, 2018
Chapter 720 / Prevailing Party Fees: developer that successfully defended against association's lawsuit for declaratory and injunctive relief was properly awarded prevailing party attorneys' fees...
United States
14 Nov 2018
11
FSOC Rescinds Prudential's Designation As Systemically Important Financial Institution
The Financial Stability Oversight Council ("FSOC") announced on October 17, 2018 that it has voted unanimously to rescind the designation of Prudential Financial Inc. ("Prudential") ...
United States
9 Nov 2018
12
SEC Proposes Summary Prospectus Option And Modernized Disclosure For Variable Insurance Products
On October 30, the SEC voted to propose modernized disclosures for variable annuities and variable life insurance policies, including the use of an optional summary prospectus.
United States
6 Nov 2018
13
FINRA Targets Variable Annuity Practices
FINRA's reported enforcement actions as to certain variable annuity practices increased in 2018.
United States
8 Oct 2018
14
SEC Proposes New Rule Impacting ETFs
On June 28, the SEC proposed new rule 6c-11 to allow open-end exchange-traded funds that satisfy certain conditions to operate without obtaining an SEC exemptive order.
United States
8 Oct 2018
15
Financial Stability Oversight Council Determines Bank Holding Company Will Not Be Treated As A Nonbank Financial Company Post Merger
FSOC has been criticized in the past for imposing "bank centric" requirements and analyses on insurance companies and other nonbank financial companies.
United States
28 Sep 2018
16
SEC Regulation Best Interest: Charting A Course For Securities And Annuity Sales
In June, we circulated our fifth article on the continuing saga regarding the standard of conduct for sales of securities and annuities
United States
10 Sep 2018
17
Real Property, Financial Services, & Title Insurance Update: Weeks Ending August 10 & 17, 2018
Foreclosure/Loan Modification: foreclosing plaintiff was required to allege and prove default of loan modification agreement after trial court found the loan modification to be the operative agreement.
United States
29 Aug 2018
18
Real Property, Financial Services, & Title Insurance Update: Week Ending July 27, 2018
Foreclosure/Statute of Limitations & Res Judicata: trial court erred in finding that bank's foreclosure action was barred by statute of limitations and res judicata - U.S. Bank Nat'l Ass'n, etc. v. Amaya, ...
United States
2 Aug 2018
19
New York Issues Final Life Insurance And Annuity Suitability And Best Interests Regulation
On July 18, New York's Department of Financial Services (the "NY DFS") issued the final version of its Suitability and Best Interests in Life Insurance and Annuity Transactions Regulation...
United States
25 Jul 2018
20
Expect Focus - Life Insurance, Volume II, June 2018
Expect Focus - Life Insurance, Volume II, June 2018
United States
18 Jul 2018
Links to Result pages
 
1 2 3 4 5  
>>Next