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Searching Content indexed under Financial Services by Borden Ladner Gervais LLP ordered by Published Date Descending.
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1
Mutual Fund Trusts — Revised Proposals Relating To Allocation To Redeemers
This year's federal budget contained proposed amendments to the Income Tax Act (Canada) (Tax Act) that targeted the "allocation to redeemers" methodology used by certain mutual fund trusts and unit trusts (the Budget Proposals).
Canada
9 Aug 2019
2
OSC Settles First Ever Case Regarding Best Execution Obligation For Advisers
On July 19, 2019, the Ontario Securities Commission (OSC) approved a settlement with Caldwell Investment Management Ltd. (CIM) over failures to comply with the best execution obligation
Canada
6 Aug 2019
3
Federal Financial Institutions Legislative And Regulatory Reporter — May And June 2019
The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial institutions.
Canada
1 Aug 2019
4
Concrete Regulatory Burden Reduction From The OSC: A Great Start (Maybe Not As Good As We Had Hoped)
In its Statement of Priorities for the financial year ending March 31, 2020, the Ontario Securities Commission (OSC) explain that one of its key goals is to work on ways to reduce regulatory burden
Canada
31 Jul 2019
5
Ontario PPSA Modernized To Include Electronic Chattel Paper
Modernization amendments were made to the Ontario Personal Property Security Act (the PPSA) on May 29, 20191 that recognize the fact that automotive and other equipment finance companies increasingly
Canada
26 Jun 2019
6
Fixing The Securities Industry Plumbing — The CSA Announce Plans For A New Issuer Electronic Filing System To Be Operational By 2021
The CSA recently announced their progress in developing a new integrated national information and filing system, which would replace existing electronic filing systems, including the SEDAR, the SEDI, the NRD and...
Canada
21 Jun 2019
7
Where To Register Your Security After June 1, 2019
On June 1, 2019, the rules are changing with respect to the location of a debtor and where certain financing statements to perfect security in certain types of collateral are to be filed
Canada
19 Jun 2019
8
New Requirements Regarding Beneficial Ownership Of Real Estate In British Columbia
The objective of the Land Owner Transparency Act is to reduce an individual's ability to use real estate for illicit purposes, such as money laundering and tax evasion.
Canada
19 Jun 2019
9
Federal Financial Institutions Legislative And Regulatory Reporter — April 2019
The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial institutions.
Canada
11 Jun 2019
10
Amendments To Monthly Sanction Reporting Requirements
On March 4, 2019, the federal government published amendments to certain regulations under the United Nations Act and the Special Economic Measures Act.
Canada
7 Jun 2019
11
Federal Government Makes Amendments To Monthly Sanction Reporting Requirements
On March 4, 2019, the federal government published amendments to certain regulations under the United Nations Act and the Special Economic Measures Act. Previously,
Canada
5 Jun 2019
12
Federal Financial Institutions Legislative And Regulatory Reporter — March 2019
The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial institutions.
Canada
20 May 2019
13
Summary Judgment Denied On Limitations Issue With Limited Record – Cash Store's Professional Advisors Must Proceed To Trial
The plaintiff 1511419 Ontario Inc., formerly known as the Cash Store Financial Services Inc. ("Cash Store"), has sued its former auditor, KPMG LLP; financial advisor, Canaccord Genuity Corp.;
Canada
7 May 2019
14
Advance Tax Credit Financing
From a cash flow perspective, many corporations in need of liquidities cannot afford to wait until the end of the fiscal year to receive payment of refundable tax credits.
Canada
25 Apr 2019
15
Supreme Court Is Not Interested In The Interest Act
The Supreme Court of Canada recently dismissed the application for leave to appeal the Ontario Court of Appeal's decision in Solar Power Network Inc. v. ClearFlow Energy.
Canada
25 Apr 2019
16
Financial Industry Regulator Issues Cybersecurity Guidance
In December 2018, the United States Financial Industry Regulatory Authority issued a Report on Selected Cybersecurity Practices — 2018 to help broker-dealer firms improve their cybersecurity programs.
Canada
12 Apr 2019
17
Ignorance May Not Be Bliss, But It Can Be Beneficial: Evidence Of The Conduct Of A Judgment Creditor Can Be Used In Certain Circumstances To Engage Section 178(1)(D) Of The Bankruptcy And Insolvency Act
The Defendant was a dentist who had executed a personal guarantee on July 7, 2011 in favour of the Plaintiff (the "Bank") in order to secure payment of the indebtedness of the Defendant's professional
Canada
11 Apr 2019
18
Have Your Say On How Crypto Trading Platforms Should Be Regulated Post-QuadrigaCX
Following widespread media coverage of the collapse of the QuadrigaCX digital currency exchange, Canadian regulators are asking for feedback on how to regulate platforms for the purchase,
Canada
11 Apr 2019
19
Federal Financial Institutions Legislative And Regulatory Reporter — February 2019
The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial institutions.
Canada
10 Apr 2019
20
OSC Refuses Prospectus Receipt For Bitcoin Fund
The Director of the Ontario Securities Commission published a letter outlining his view on the issuance of a receipt to 3iQ Corp. for a preliminary prospectus in respect of The Bitcoin Fund.
Canada
9 Apr 2019
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