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Searching Content indexed under Financial Services by Norton Rose Fulbright Canada LLP ordered by Published Date Descending.
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1
ASIC Extends Relief For Foreign Financial Service Providers To 31 March 2020
ASIC has today published a media release confirming that the licensing relief for certain foreign financial services providers (FFSPs) has been extended to 31 March 2020
Australia
12 Sep 2019
2
Canada's Proposed Oversight Framework For Retail Payments
The 2019 Budget includes a proposal to introduce legislation to implement a new retail payment oversight framework in order to regulate payment service providers (PSPs) in Canada
Canada
9 Sep 2019
3
Revenu Québec Announces Extended Deadline Of Mandatory Disclosure Of Nominee Agreements In Quebec
On May 17, 2019, in Information Bulletin 2019-5, the Quebec Ministry of Finance announced that it would now be mandatory to disclose to Revenu Québec nominee agreements
Canada
4 Sep 2019
4
FCA Postpones Response To Guidance Consultation On The Fair Treatment Of Vulnerable Consumers
On 2 September 2019, the FCA updated its webpage on guidance for firms on the fair treatment of vulnerable consumers (see previous blog post here).
Canada
4 Sep 2019
5
ESMA Final Guidance On Liquidity Stress Test Guidance For Investment Funds
On September 2019, the European Securities and Markets Authority (ESMA) published its final guidance regarding liquidity stress testing of investment funds
UK
4 Sep 2019
6
Proving Risk Of Asset Dissipation: The Limits Of The Fraud Inference In Mareva Injunctions
The Ontario Superior Court of Justice decision in HZC Capital Inc. v Lee reinforces the burden on the plaintiff in obtaining a Mareva injunction to provide strong evidence
Canada
23 Aug 2019
7
ECB Advises Banks To Ramp Up No-Deal Preparations
On 14 August 2019, the European Central Bank (ECB) published an article on its website calling on banks to step up their preparations for a no-deal Brexit at the end of October 2019.
UK
19 Aug 2019
8
FCA Protocols For Independent Reviews Of Regulatory Action Concerning IRHP And Connaught
On 14 August 2019, the FCA published two protocols in relation to lessons learned reviews commissioned by the non-executive directors of the FCA following the appointments of John Swift QC
UK
19 Aug 2019
9
The Anatomy Of An Alternative Mutual Fund: Dissecting The Alternative Investment Vehicle Following Recent CSA Amendments
Traditionally, commodity pools existed as unique investment vehicles which, contrary to other Canadian public investment funds
Canada
16 Aug 2019
10
New FOS Webpages – Complaints Relating To Home Credit And Financial Difficulties
On 5 August 2019, the Financial Ombudsman Service (FOS) published new webpages on complaints in relation to home credit
UK
9 Aug 2019
11
China Banking New Measures For Opening Up
Banking, being a part of financial service industry, has now been fully opened to foreign investment. There is no foreign shareholding restriction on the banking sector
China
9 Aug 2019
12
EBA Feedback On Review Of Single Rulebook Q&A Tool
On 6 August 2019, the European Banking Authority (EBA) published feedback following an earlier review of its single rulebook Q&As.
Canada
9 Aug 2019
13
ESRB Recommendation Amending 2015 Recommendation On EU Macroprudential Policy Measures And 2014 Recommendation On CCyB
On 6 August 2019, there was published in the Official Journal of the European Union the Recommendation of the European Systemic Risk Board (ESRB) of 28 June 2019
Canada
9 Aug 2019
14
New Anti-Money Laundering Rules In Canada: A Brief Impact Analysis
The FINTRAC recently released the final version of the regulations amending the Regulations to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (as amended, the Regulations).
Canada
29 Jul 2019
15
OSFI Proposes Changes To The Foreign Bank Branch Deposit Requirement
The Office of the Superintendent of Financial Institutions has proposed revisions to Guideline A-10, the "Foreign Bank Branch Deposit Requirement", formerly known as the Capital Equivalency Deposit.
Canada
12 Jul 2019
16
Leave A Mark: The Growth Trajectory Of "Impact Investing" In Canada
Impact investing represents a continuation of Canada's ongoing commitment to social finance, an "approach to mobilizing private capital that delivers a social dividend and an economic return to achieve social and environmental goals", ...
Canada
11 Jul 2019
17
2019 M&A Activity Off To A Strong Start In Financial Services
M&A activity in the financial services sector has opened with a solid start. According to a KPMG quarterly update, the Q1 2019 report is the second highest than any other quarter since 2016 by deal volume.
Canada
1 Jul 2019
18
IIROC's 2018 Enforcement Report: Strengthening Enforcement Authority Across Canada
On May 16, 2019, the Investment Industry Regulatory Organization of Canada (IIROC) published its 2018 Enforcement Report (the Report).
Canada
21 Jun 2019
19
Avoiding Probate Fees On Private Company Shares - June 2019
Many businesses are owned through privately held companies.
Canada
21 Jun 2019
20
Harrington v IIROC: No Equitable Duty Owed By Public Sector Regulators To Disclose Information To Victims Of Wrongdoing
On December 31, 2018, the Ontario Superior Court of Justice dismissed an application by Harrington Global Opportunities Fund for a Norwich order against the Investment Industry Regulatory Organization of Canada.
Canada
10 Jun 2019
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