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Searching Content indexed under Financial Services by Mike Delikat ordered by Published Date Descending.
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Inside-Out: CFTC Enhances Whistleblower Award For Internal Reporting
On May 6th, the Commodity Futures Trading Commission ("CFTC") announced that it made a whistleblower award of approximately $1.5 million to an individual whistleblower. The individual provided information that assisted
United States
6 Jun 2019
2
Employers: What FINRA's Cryptocurrency Complaint Signifies For You
Last week, the Financial Industry Regulatory Authority ("FINRA") filed its first disciplinary action involving cryptocurrencies ...
United States
25 Sep 2018
3
Germany's Financial Regulator Establishes New Whistleblower Platform
Last week, Germany's Financial Supervisory Authority unveiled a centralized platform for receiving whistleblower complaints, including anonymous complaints, of alleged violations of supervisory provisions within the financial sector.
Germany
15 Jul 2016
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