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Searching Content indexed under Financial Services by Geert Potjewijd ordered by Published Date Descending.
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1
Settlements In Brief: Notable US Settlements In November
Enforcement actions by criminal and supervisory authorities are settled regularly. In light of this, companies are advised to take appropriate measures.
United States
14 Dec 2015
2
Settlements In Brief: Banks Escape Criminal Prosecution
Enforcement actions by criminal and supervisory authorities are settled regularly. In light of these developments, companies are advised to take appropriate measures.
Worldwide
10 Jul 2015
3
Settlements In Brief: US And UK Regulators Penalise Big Banks For Foreign Currency Manipulation
Enforcement actions by criminal and supervisory authorities are settled regularly.
Worldwide
12 Jun 2015
4
Settlements In Brief: Regulators Issue High Monetary Penalties In Combatting Financial Crime
Enforcement actions by criminal and supervisory authorities are settled regularly. In light of these developments, companies are advised to take appropriate measures.
Netherlands
13 May 2015
5
Banking Supervisor Updates Guidance On Money Laundering And Terrorist Financing Laws
The Dutch Central Bank recently published its updated guidance on sanction laws and legislation against money laundering and terrorism financing.
Netherlands
12 May 2015
6
Dutch Government Appears To Tighten Grip On Independent Conduct Supervision
Internal discussions on whether members of the AFM’s supervisory board can hold positions in companies or financial institutions prompted the Minister of Finance to conduct an integrity audit.
Netherlands
13 Feb 2015
7
Chinese Government Expands RMB Qualified Foreign Regime
The Chinese government has always held a tight grip on the cross-border movement of Renminbi, but over the last years it has been slowly easing restrictions.
Netherlands
17 Jul 2013
8
European Court Extends Scope Of Financial Transactions Disclosure Obligations
National banking supervisors in the EU are entitled to information about suspicious clients of banks that are not established in their territory but do provide financial services there from another EU country.
Netherlands
14 Jul 2013
9
Final European Proposal For New Bank Capital Rules
The European Council and the European Parliament reached agreement on a proposal for new bank capital standards, implementing the Basel 3 agreement.
European Union
2 Apr 2013
10
EU Council Publishes Proposals For Banking Union
The EU Council published its proposals for a Single Supervisory Mechanism for banks in the Eurozone last month.
European Union
2 Apr 2013
11
Shanghai Pilots The New RQFLP Program
Institutional investors satisfying certain criteria may directly remit RMB funds raised overseas to Shanghai to set up private equity funds.
Netherlands
14 Dec 2012
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