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Searching Content indexed under Financial Services by Stephen Robertson ordered by Published Date Descending.
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Fixing The Securities Industry Plumbing — The CSA Announce Plans For A New Issuer Electronic Filing System To Be Operational By 2021
The CSA recently announced their progress in developing a new integrated national information and filing system, which would replace existing electronic filing systems, including the SEDAR, the SEDI, the NRD and...
Canada
21 Jun 2019
2
Canadian Securities Regulators Permit Retail Liquid Alt Funds And Ease (Some) Investment Restrictions For All Public Funds
Overall, the amendments are a breath of fresh air in a regulatory environment that has become increasingly restrictive.
Canada
6 Dec 2018
3
Investment Restrictions For Public Investment Funds — At A Glance!
This At a Glance summary has been prepared by the Investment Management Group of Borden Ladner Gervais LLP as a quick guide to the new investment restrictions provided for in NI 81-102.
Canada
30 Nov 2018
4
TSX Proposes New Listing Requirements For Investment Funds And Structured Products
On January 15, 2015, the Toronto Stock Exchange published for comment proposed amendments to the TSX Company Manual that introduce a tailored set of rules for exchange traded products.
Canada
23 Jan 2015
5
Setting A Strong Foundation: IIROC Publishes New Guidance For Underwriter Due Diligence
The IIROC believes that its Dealer Members play an important role as one of the gatekeepers to the Canadian capital markets.
Canada
13 Mar 2014
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