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Searching Content indexed under Financial Services by Maurine Bartlett ordered by Published Date Descending.
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The Trump Administration: Change By Appointment
Many experts are engaged in educated speculation about the regulatory priorities of the now-forming Trump Administration.
United States
23 Nov 2016
2
The Trump Administration: Change By Appointment
The election of Donald J. Trump as the 45th President of the United States, along with the Republican control of the majority of both the House of Representatives and the Senate...
United States
23 Nov 2016
3
The Volcker Rule's Impact On Foreign Banking Organizations
On Tuesday, December 10, 2013, the three federal banking agencies as well as the Securities & Exchange Commission and the Commodity Futures Trading Commission, approved for comment a final regulation implementing Section 619 of the Dodd-Frank Act.
United States
20 Dec 2013
4
SEC Adopts Significant Amendments To Private Placement Rules: JOBS Act Rules Eliminate Ban On General Solicitation And Dodd-Frank Mandate Disqualifies Bad Actors
On July 10, 2013, the U.S. Securities and Exchange Commission adopted rule changes that will permit "general solicitation and general advertising" in "private" securities offerings.
United States
15 Aug 2013
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