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Searching Content indexed under Financial Services by Giles Elliott ordered by Published Date Descending.
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Country
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Date
1
Further Implementation Of The Market Abuse Regulation, European Capital Markets Update
On 31 July 2017, a new law was adopted to further implement and ensure the effectiveness of Regulation 596/2014 on market abuse
Belgium
5 Dec 2017
2
New Category Of Debt Securities: Senior Non-Preferred Notes, European Capital Markets Update
On 20 July 2017, Belgium adopted legislation establishing senior non-preferred notes, a new category of debt securities available to banking institutions.
Belgium
5 Dec 2017
3
Tesco To Pay Compensation Of £85 M And Further Fine Of £129 M For Market Abuse
On 28 March 2017, the FCA announced that Tesco plc and Tesco Stores Limited ("Tesco") had agreed to committing market abuse in relation to a trading update published on 29 August 2014.
UK
22 May 2017
4
FCA Proposes Changes To The Prospectus Rules In Its Quarterly Consultation Paper
In its quarterly consultation paper (CP17/6) published on 3 March 2017, the FCA proposed specific amendments to the Prospectus Rules in anticipation of the entry into force of the new Prospectus Regulation.
UK
22 May 2017
5
European Commission Consults On Operations Of European Supervisory Authorities
On 21 March 2017, the European Commission published a consultation paper on the operations of the European Supervisory Authorities ("ESAs").
European Union
22 May 2017
6
Y2K Or Reverse Big Bang?
The prospect of financial services firms relocating significant parts of their businesses to other cities in Europe has wide-ranging implications.
European Union
2 Aug 2016
7
Capital Markets Update - February 2009
In November 2008, the Treasury published 'A Report to the Chancellor of the Exchequer: by the Rights Issue Review Group' which proposed a series of far-reaching reforms to the rights issue process. Rights issues in the UK currently take at least 39 days, but if the proposals in the report are implemented this would fall almost immediately to 32 days, and for many issues to 16 days.
UK
3 Mar 2009
8
UK And French Proposals On Reporting Of Large Shareholdings In Listed Companies
On October 23, 2008, both the United Kingdom Financial Services Authority (the "FSA") and the French Autorité des marchés financiers (the "AMF") published much-awaited proposals with respect to reporting of large shareholdings in listed companies.
UK
11 Nov 2008
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