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Searching Content indexed under Financial Services by Ralph F. MacDonald III (Chip) ordered by Published Date Descending.
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1
Five Federal Financial Regulators Exclude Community Banks From Volcker Rule Regulations
The regulatory changes will be effective as of the date of publication of the final rule in the Federal Register.
United States
23 Jul 2019
2
President Trump Signs The First Major Financial Services Deregulation Law In A Decade
President Trump has signed into law the Economic Growth, Regulatory Relief, and Consumer Protection Act ("Act"), with the principal goals of promoting U.S. economic growth, recalibrating burdensome rules...
United States
11 Jun 2018
3
The Fed's Small BHC Policy Statement由egulatory Relief For Bank Growth And Acquisitions
The Policy Statement is a compelling reason to have a bank or thrift holding company.
United States
21 Aug 2017
4
Volcker Rule Reform Begins
The Volcker Rule's complexity has created uncertainty and compliance burdens that adversely affect market liquidity, risk hedging, and other economically important activities.
United States
14 Aug 2017
5
Do Banks Need Holding Companies?
Bank of the Ozarks garnered significant industry interest by merging its BHC into its bank on June 26, 2017.
United States
17 Jul 2017
6
The Department Of The Treasury Issues Recommendations On The Regulation Of U.S. Depository Institutions
The President issued Executive Order 13772 "Core Principles for Regulating the United States Financial System" ("Core Principles")[1] on February 3, 2017.
United States
5 Jul 2017
7
Bank Mergers: Managing Regulatory Issues And Termination Risks
Mergers and acquisitions of bank holding companies and banks are subject to lengthy and sometimes unpredictable regulatory scrutiny and application processing between signing and closing.
United States
14 Feb 2017
8
The OCC's Responsible Innovation Framework And Fintech Bank Charters有atest Developments
The Comptroller of the Currency has been working for more than a year to develop a comprehensive framework to improve the OCC's ability to identify and understand trends and innovations in the financial services industry, as well as evolving customer needs.
United States
16 Jan 2017
9
Fintech Banks - Comptroller Of Tthe Currency Proposes New Special Purpose Charter
The OCC's work and the Announcement place the OCC in position to facilitate, as well as supervise, financial innovation through banks.
United States
16 Dec 2016
10
美国金融犯罪执法网络发布关于账户的实益拥有人的尽职调查程序的常见
On July 19, 2016, the U.S. Treasury's Financial Crimes Enforcement Network ("FinCEN"), issued its Frequently Asked Questions Regarding Customer Due Diligence Requirements for Financial Institutions.
United States
23 Aug 2016
11
美国金融犯罪执法网络发布关于账户的实益拥有人的尽职调查程序的常见
On July 19, 2016, the U.S. Treasury's Financial Crimes Enforcement Network ("FinCEN"), issued its Frequently Asked Questions Regarding Customer Due Diligence Requirements for Financial Institutions.
United States
22 Aug 2016
12
Financial Crimes Enforcement Network Releases Faqs On Diligence Procedures For Beneficial Owners Of Accounts
On July 19, 2016, the U.S. Treasury's Financial Crimes Enforcement Network ("FinCEN"), issued its Frequently Asked Questions Regarding Customer Due Diligence Requirements for Financial Institutions ("FAQs").
United States
8 Aug 2016
13
预付卡和其他卡类计划的客户识别新指南
美国联邦银行监管机构和金融犯罪执法网络("FinCEN")近期颁布了一项针对银行、储蓄机构、信用社和外国银行分支("银行")发行预付卡的指导手&#
United States
21 Jun 2016
14
美国预付卡及其他卡项目的客户识别新指南(英文版)
Noncompliance could result in material adverse regulatory action, especially where anti-money laundering compliance is affected.
United States
23 May 2016
15
New Guidance On Customer Identification In Prepaid And Other Card Programs
Prepaid cards are recognized, mainstream financial products, used by individuals and private- and public-sector entities.
United States
13 Apr 2016
16
Rapid Growth In Online Lending Prompts Information Request From U.S. Treasury
The U.S. Treasury Department (the "Treasury") has issued a Request for Information ("RFI") on online marketplace lending, including peer-to-peer lending ("Online Lending") in the U.S. 80 F.R. 42866-68 (July 20, 2015).
United States
30 Jul 2015
17
Volcker Rule Highlights And Initial Reactions
On December 10, 2013, five financial regulatory agencies adopted a final rule to implement the prohibitions on engaging in proprietary trading, and on owning, sponsoring or having certain relationships with hedge funds or private equity funds.
United States
3 Jan 2014
18
OCC And FDIC Guidance On Supervisory Concerns And Expectations Regarding Deposit Advance Products
The Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation each recently issued final supervisory guidance titled "Guidance on Supervisory Concerns and Expectations Regarding Deposit Advance Products".
United States
2 Jan 2014
19
SEC Approves New Rules Regarding General Solicitation In Certain Private Offerings And Adopts "Bad Actor" Provisions
The SEC recently adopted amendments to rules regarding general solicitation in securities offerings under Rule 506 or Rule 144A to implement provisions of the JOBS Act.
United States
23 Jul 2013
20
TARP And SBLF Repayments By Bank Holding Companies
The Treasury invested $204.9 billion in 707 banking organizations pursuant to the Troubled Asset Relief Program ("TARP") Capital Purchase Program ("CPP"). Most larger banks have repaid TARP.
United States
13 Dec 2011
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