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Searching Content indexed under Financial Services by Mark D. Young ordered by Published Date Descending.
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Ninth Circuit Holds Cftc Dodd-Frank Enforcement Authority Allows Fraud-Only Claims
On July 25, 2019, the Ninth Circuit reinstated the Commodity Futures Trading Commission's (CFTC) lawsuit in CFTC v. Monex Credit Co.,1 interpreting the CFTC's Dodd-Frank enforcement
United States
5 Aug 2019
2
CFTC Proposes Sweeping Swap Reporting Amendments Aimed At Improving Data Accuracy And Completeness
On April 25, 2019, the Commodity Futures Trading Commission (CFTC or Commission) published for public comment proposed amendments to the rules governing swap data repositories (SDRs)
UK
16 May 2019
3
Skadden Discusses Proposed Updates To Banking Rules For Derivative-Contract Exposure
On October 30, 2018, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency (collectively, the agencies)
United States
17 Dec 2018
4
Federal Banking Agencies Propose Updating Calculation Of Derivative Contract Exposure Amounts
On October 30, 2018, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency jointly invited comment on a proposed regulation.
UK
11 Dec 2018
5
CFTC Adopts Permanent $8 Billion Threshold For Swap Dealer De Minimis Exception
On November 5, 2018, the Commodity Futures Trading Commission (CFTC) voted 5-0 to approve a final rule amending the swap dealer registration trigger or activity threshold.
United States
19 Nov 2018
6
Recent SEC No-Action, Re-Proposal For Security-Based Swaps Focus On Comparability With Other US Regulators
The SEC's recent actions suggest that the SEC is attempting to avoid that result.
United States
15 Nov 2018
7
The Distributed Ledger: Blockchain, Digital Assets And Smart Contracts
This is the inaugural issue of The Distributed Ledger, a periodic publication covering the latest trends and developments in blockchain technology ...
UK
18 Oct 2018
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