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Searching Content indexed under Financial Services by Markus Schrader ordered by Published Date Descending.
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The ECB-SSM Discloses The Supervisory Practices Related To Recovery Planning And Sets The Way Forward: The Operationalization Of Recovery Planning – What Now?
Quick Take: More clarity—or more confusion—on what the European Central Bank, acting in its Single Supervisory Mechanism capacity (the ECB-SSM), expects?
European Union
17 Aug 2018
2
The Draft ECB-SSM Supervisory Guide To "On-Site Inspections And Internal Model Investigations": Where Are We Now?
The nature of what and how supervisory inspections and investigations can be conducted are quite fundamental to supervisory engagement across the Eurozone's Banking Union but also, for globally active BUSIs ...
European Union
9 Aug 2018
3
The First EU-Wide Consumer Collective Action System Proposal – How Might This Impact Financial Services Firms?
Quick Take: New rules to protect consumers - yet will this open up new litigation risks?
European Union
9 Aug 2018
4
Product Intervention Measures On CFDs And Binary Options
ESMA adopts final product intervention measures to restrict the provision of CFDs and prohibit the provision of binary options to retail investors
Germany
27 Jul 2018
5
Central Bank Of Cyber? ECB Releases First New Framework On Testing Cyber-Resilience And Combatting Digital Financial Crime
High-profile cyber-attacks with unprecedented sophistication and depth of impact have put cyber-resilience at the heart of supervisory priorities but also financial stability.
European Union
20 Jul 2018
6
The EU's Whistleblowing Directive Proposal's Impact On Financial Services Firms
QuickTake – A further step to empower individuals to act against corporate wrongdoings? Or more window dressing?
European Union
20 Jul 2018
7
EU Commission Sets Sights On Minimum Standards For Credit Servicers
QuickTake: New rules aim for a more single servicers market but potentially at a cost
UK
16 Jul 2018
8
Key Regulatory Developments In Germany - June 2018
BaFin has published a new Circular on interest rate risks in the banking book (IRRBB).
Germany
2 Jul 2018
9
Key Regulatory Developments In Germany – June 20, 2018
BaFin has published a new Circular on interest rate risks in the banking book (IRRBB). It is aimed at German credit institutions and contains revised guidelines ...
Germany
26 Jun 2018
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