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Searching Content indexed under Financial Services by Benjamin Keane ordered by Published Date Descending.
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Political Spending And Pay-To-Play Ballot Measure Goes Before San Francisco Voters This Fall
This fall, voters in the consolidated City and County of San Francisco will be faced with an opportunity to weigh in via referendum on whether to intensify the municipality's already-stringent
United States
11 Sep 2019
2
New DC Pay To Play Provision Clears Initial Hurdles Before City Council – December 2018
It may be the holiday season, but government officials never have any issue with delivering pay-to-play coal in the stockings of the regulated community.
United States
13 Dec 2018
3
Hedge Fund Seeks Absolution From The SEC Claiming The Potential Pay-To-Play Penalty Doesn't Fit The Violation
Pershing Square Capital Management has found itself in the unenviable position of having to seek absolution from the Securities and Exchange Commission for the consequences of an unintended $500...
United States
6 Dec 2016
4
California State Treasurer Sets His Sights On Curbing Pay-To-Play In The Municipal Bond Arena
While it's easy for mainstream news outlets to get caught up in the mid-summer drama of Vice-Presidential selections, national political party conventions, and the geopolitical repercussions of Brexit, we here at Pay to Play Law Blog remain focused like a laser beam on the task of bringing you updates on the real hot button issues of 2016 – like municipal bond pay-to-play.
United States
8 Aug 2016
5
FINRA Submits Final Pay-to-Play Provision For SEC Approval
When we here at the Pay-to-Play Law Blog look back on the end of the holiday season, we gaze warmly back at the Federal Register and determine which of our favorite regulatory agencies left a surprise under the tree...
United States
28 Apr 2016
6
SEC Pumps The Breaks On The Adoption Of FINRA's Proposed Pay-To-Play Rule
We've all been there before – charging headlong down the interstate at a few miles per hour over the speed limit, when we suddenly come upon a speed trap conveniently tucked into a service road in the highway median.
United States
28 Apr 2016
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