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Searching Content indexed under Financial Services by John Young ordered by Published Date Descending.
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Title
Country
Organisation
Author
Date
1
Changing Status Of EU Local Authorities Under MiFID II
From January next year, MiFID II will exclude "public sector bodies, municipalities and local public authorities" from the list of per se professional clients.
European Union
9 Nov 2017
2
New Disclosure Requirements Applying To EU Fund Distribution In 2018
Asset managers located inside and outside the EU must comply with the new "point of sale" disclosure requirements that will apply when they distribute financial products, and investment services...
European Union
22 Sep 2017
3
FCA Publishes Final Policy Statement On MiFID II Implementation
The statement includes some significant policy decisions by the FCA, affecting the impact of MiFID II on UK asset managers.
UK
5 Jul 2017
4
FCA Publishes Final Report On Competition In UK Asset Management
The FCA's study focussed on the market for retail investors that invest through funds and segregated mandates.
UK
3 Jul 2017
5
ESMA Issues Common Principles For UCITS Share Classes
ESMA published on 30 January 2017 an opinion on the use by EU UCITS funds of share classes, outlining four key principles that all UCITS funds must follow when setting up different share classes, and considering whether certain existing share class hedging techniques comply with such principles.
European Union
2 Feb 2017
6
UK FCA To Extend AIFMD Annex IV Reporting To Master Funds
As a result, non-EEA managers of master-feeder structures often do not need to satisfy Annex IV reporting in respect of the master fund.
UK
2 Feb 2017
7
Delay To The Application Date Of The EU Regulation On Packaged Retail And Insurance-Based Investment Products
The European Commission announced on 9 November 2016 an extension to the application date of the Regulation on Key Information Documents for Packaged Retail and Insurance-based Investment Products to 31 December 2017.
European Union
11 Nov 2016
8
UK Treasury Releases Consultation Paper Under MiFID II
The consultation paper covers aspects of MiFID II for which new legislation, as opposed to FCA rules, is required.
UK
1 Apr 2015
9
FCA Releases Discussion Paper Under MiFID II
The revised Markets in Financial Instruments Directive ("MiFID II") came into force on 2 July 2014.
United States
27 Mar 2015
10
ESMA Releases Level 2 Regulations Under MiFID II
The European Securities and Markets Authority ("ESMA") published today an important new set of rules under the revised Markets in Financial Instruments Directive ("MiFID II"). MiFID II came into force on 2 July 2014.
European Union
19 Dec 2014
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