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Searching Content indexed under Financial Services by Michelle Moran ordered by Published Date Descending.
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Title
Country
Organisation
Author
Date
1
FCA Publishes Final Policy Statement On MiFID II Implementation
The statement includes some significant policy decisions by the FCA, affecting the impact of MiFID II on UK asset managers.
UK
5 Jul 2017
2
FCA Publishes Final Report On Competition In UK Asset Management
The FCA's study focussed on the market for retail investors that invest through funds and segregated mandates.
UK
3 Jul 2017
3
FCA Issues Press Releases On Best Execution And Dealing Commission
The FCA issued two important press releases on 3 March 2017, outlining its findings from its recent supervisory work on firms' use of dealing commission and firms ensuring effective oversight of best execution
United States
8 Mar 2017
4
Delay To The Application Date Of The EU Regulation On Packaged Retail And Insurance-Based Investment Products
The European Commission announced on 9 November 2016 an extension to the application date of the Regulation on Key Information Documents for Packaged Retail and Insurance-based Investment Products to 31 December 2017.
European Union
11 Nov 2016
5
UK Treasury Releases Consultation Paper Under MiFID II
The consultation paper covers aspects of MiFID II for which new legislation, as opposed to FCA rules, is required.
UK
1 Apr 2015
6
UK Treasury Releases Consultation Paper Under MiFID II
The consultation paper covers aspects of MiFID II for which new legislation, as opposed to FCA rules, is required.
UK
1 Apr 2015
7
FCA Releases Discussion Paper Under MiFID II
The revised Markets in Financial Instruments Directive ("MiFID II") came into force on 2 July 2014.
United States
27 Mar 2015
8
FCA Releases Discussion Paper Under MiFID II
The revised Markets in Financial Instruments Directive ("MiFID II") came into force on 2 July 2014.
United States
27 Mar 2015
9
ESMA Releases Level 2 Regulations Under MiFID II
The European Securities and Markets Authority ("ESMA") published today an important new set of rules under the revised Markets in Financial Instruments Directive ("MiFID II"). MiFID II came into force on 2 July 2014.
European Union
19 Dec 2014
10
Two Months To Comply With European Reporting Rules For Derivatives – What Buy-Side Entities Need To Know
Many of the provisions of the Regulation on Derivative Transactions, Central Counterparties and Trade Repositories, known as the European Market Infrastructure Regulation 648/2012 ("EMIR"), are now in effect throughout the European Union ("EU").
European Union
13 Dec 2013
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