Search
Searching Content indexed under Financial Services by David Strachan ordered by Published Date Descending.
Links to Result pages
 
1 2 3  
>>Next
 
Title
Country
Organisation
Author
Date
1
Cyber Risk Red-Team Testing In The EU: The Path Towards International Collaboration?
The European Central Bank (ECB) earlier this year launched the first cross-border framework for the standardisation and coordination of cyber defence testing for financial institutions.
UK
12 Nov 2018
2
Climate-Related Financial Risks: The Next Regulatory Frontier
Opening a new chapter of the regulatory response to a transition to a low carbon economy, the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) ...
UK
12 Nov 2018
3
BCBS 239 – The "Data-Fitness" Hurdle
In May-June 2018, the European Central Bank (ECB) and the Basel Committee on Banking Supervision (BCBS) published reports on the progress of the largest ...
UK
24 Aug 2018
4
Bank And FCA Up The Ante On Operational Resilience Expectations
The Bank of England (BoE) and the Financial Conduct Authority (FCA) have released a Discussion Paper (DP) on operational resilience, introducing enhanced expectations for Boards and senior management.
UK
18 Jul 2018
5
Bank Resolvability: A Redoubling Of Regulatory Efforts
The last few weeks have seen a flurry of activity on the resolvability front.
UK
18 Jul 2018
6
What Do We Know About The UK's Post-Brexit Approach To Financial Services Regulation?
The Government's recently published response to the House of Lords European Union Committee Report Brexit: The Future of Financial Regulation and Supervision gives us part of the answer to this question.
UK
12 Apr 2018
7
Effective Governance Of Algorithmic Trading In Wholesale Markets
On 12 February the FCA and the PRA both published papers relating to regulated firms' use of algorithmic trading.
UK
27 Feb 2018
8
A New Regulatory Capital Regime For MiFID Investment Firms – European Commission Proposals
The European Commission (‘the Commission') set out its plans for a regulation and directive to amend the prudential rules for investment firms.
UK
6 Feb 2018
9
The Open Banking Era Begins
But the Open Banking revolution will get off to a slow start while several regulatory questions remain to be answered.
UK
25 Jan 2018
10
What's Next For The Role Of Compliance In Wholesale Banking?
On 23 November, the FCA published a report on the compliance function in wholesale banks. In January this year, the FCA sent a questionnaire to 22 wholesale banks ...
UK
15 Dec 2017
11
Open Banking: Disruption Is Afoot For Regulators As Well As Banks
The much anticipated "Open Banking" revolution will start in 2018 and will have profound implications for the retail banking sector.
UK
22 Nov 2017
12
A New Regulatory Capital Regime For MiFID Investment Firms - EBA's Final Recommendations
The European Banking Authority (EBA) has published its proposal for a new prudential framework for MiFID investment firms.
UK
30 Oct 2017
13
Robo-Advice - Regulatory Uncertainty Down, Commercial Challenges Up
In our report "The next frontier - the future of automated financial advice in the UK", published in April, we noted that a key regulatory challenge for firms in providing automated advice is understanding...
UK
8 Sep 2017
14
PSD2 And GDPR - Friends Or Foes?
In the first half of 2018, two major new pieces of regulation will "go live" as the revised Payment Services Directive and the General Data Protection Regulation come into effect from January and May respectively.
UK
16 Aug 2017
15
The EUs Third-Country CCP Proposals — When Is Clearing Not So Clear?
On 13 June, the European Commission released the second set of proposed amendments to the European Markets Infrastructure Regulation (EMIR) on the recognition and supervision of third-country CCPs.
European Union
4 Jul 2017
16
Senior Managers Regime - Amendments And Optimisations
The PRA recently published a Policy Statement confirming amendments and optimisations to the current Senior Managers Regime (SMR) which applies to banks, building societies...
UK
20 Jun 2017
17
Culture Remains At The Forefront Of The Global Regulatory Agenda: Central Bankers And Supervisors Set Out Their Views
On 16 and 21 March, Andrew Bailey (Chief Executive of the Financial Conduct Authority), Mark Carney (the Governor of the Bank of England) and William C Dudley (President and Chief Executive...
UK
7 Apr 2017
18
Article 50 Trigger – From Planning To Implementation
The Prime Minister's announcement of the Government's decision to trigger Article 50 (Art 50) and commence the process of the UK's formal withdrawal from the EU is momentous in many ways.
UK
6 Apr 2017
19
A Balancing Act - The Collateral Challenge For Capital Markets Firms
The latest report from our Centre for Regulatory Strategy, EMEA outlines the new requirements around the exchange and holding of collateral, and sets out the best practices and advanced techniques to respond effectively to the resulting collateral management challenge.
Worldwide
20 Feb 2017
20
Financial Markets Regulatory Outlook 2017 (Video)
Our annual assessment from Deloitte's Centre for Regulatory Strategy, EMEA, delves into the challenges and opportunities arising from the key regulatory issues facing the financial services industry in 2017.
UK
6 Feb 2017
Links to Result pages
 
1 2 3  
>>Next