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Searching Content indexed under Charges, Mortgages, Indemnities by Ropes & Gray LLP's Hedge Fund Practice Group ordered by Published Date Descending.
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The European Guidelines On Systems And Controls For Electronic And Algorithmic Trading
On February 24, 2012, the European Securities and Markets Authority ("ESMA") published guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities.
European Union
14 Mar 2012
2
SEC Adopts "Accredited Investor" Definition
Our previous alert dated December 19, 2011, described proposed changes to the "accredited investor" standards.
United States
13 Feb 2012
3
Ropes & Gray’s Hedge Fund Update: December 2011
On December 1, 2011, the SEC announced four separate enforcement actions as part of a new initiative—the "Aberrational Performance Inquiry"—to combat fraud by identifying "abnormally" high-performing funds and targeting them for greater scrutiny.
United States
4 Jan 2012
4
SEC Adopts Final Rule For Large Trader Reporting System
On July 26, 2011, the Securities and Exchange Commission ("SEC") adopted a large trader reporting system that will require "large traders" to identify themselves to the SEC and provide the SEC with information about their businesses and their affiliates.
United States
 
16 Aug 2011
5
CFTC Proposes Temporary Exemptions From Certain New OTC Swap Laws
The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") put many over-the-counter ("OTC") derivatives under federal regulation and directed regulators to finish implementing regulations by July 16, 2011, the Dodd-Frank Act’s general effective date.
United States
 
22 Jun 2011
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