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Searching Content indexed under Charges, Mortgages, Indemnities by Paul Bork ordered by Published Date Descending.
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JOBS Act Client Alert – Rules 506 Of Regulation D And 144A
The JOBS Act (the "Act"), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws.
United States
11 Jun 2012
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SEC Stays Effectiveness of Proxy Access Rule
On October 4, 2010, the SEC stayed the effectiveness of its recently adopted Proxy Access Rules (Rule 14a-11, and complementary amendments to Rule 14a-8, under the Securities Exchange Act of 1934) during the pendency of litigation attacking the adoption of the rules.
United States
12 Oct 2010
3
Amendment to NYSE Rule 452 to Eliminate Broker Discretionary Voting on Executive Compensation Matters
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"), on August 26, 2010 New York Stock Exchange LLC ("NYSE") filed a proposed rule change with the Securities and Exchange Commission (the "SEC") to prohibit NYSE member organizations from voting uninstructed shares if the matter voted on relates to executive compensation.
United States
30 Sep 2010
4
Dodd-Frank Financial Reform Act
In reviewing the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), we found two very different sections worthy of brief note.
United States
20 Aug 2010
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