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Searching Content indexed under Charges, Mortgages, Indemnities by Dean Hanley ordered by Published Date Descending.
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JOBS Act Client Alert – Rules 506 Of Regulation D And 144A
The JOBS Act (the "Act"), signed into law on April 5, 2012, promises to have a significant impact on two popular exemptions to registration of securities under federal securities laws.
United States
11 Jun 2012
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SEC Stays Effectiveness of Proxy Access Rule
On October 4, 2010, the SEC stayed the effectiveness of its recently adopted Proxy Access Rules (Rule 14a-11, and complementary amendments to Rule 14a-8, under the Securities Exchange Act of 1934) during the pendency of litigation attacking the adoption of the rules.
United States
12 Oct 2010
3
SEC Adopts Enhanced Proxy Statement Disclosures Focusing On Compensation And Governance
The Securities and Exchange Commission has adopted a number of new rules that will affect public company disclosures in the areas of compensation, director qualifications and suitability, corporate governance and reporting of the results of shareholder meetings.
United States
5 Mar 2010
4
Securities And Exchange Commission Publishes Its Interpretive Release On Climate Change Related Disclosures
In early February, the Securities and Exchange Commission published an interpretive release (Release Nos. 33-9106 and 34-61469) about public company disclosures related to climate change.
United States
15 Feb 2010
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