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Searching Content indexed under Debt Capital Markets by Day Pitney LLP ordered by Published Date Descending.
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SEC Proposes Rules To Allow General Solicitation And Advertising In Rule 506 And Rule 144A Securities Offerings
When the Jumpstart Our Business Startups Act (JOBS Act) became law in April of this year, one of its promised jump-start mechanisms was the elimination of the ban on using general solicitations and advertising in private offerings exempt from securities registration, subject to further Securities and Exchange Commission (SEC) rulemaking. On August 29, the SEC proposed its rules to implement the creation of these "public" private offerings.
United States
3 Sep 2012
2
IPO On-Ramp: Analysis And Open Issues
As the impact of the JOBS Act begins to sink in, several issues have begun to emerge relating to Title I - Reopening American Capital Markets to Emerging Growth Companies, commonly referred to as the "IPO On-Ramp."
United States
23 Apr 2012
3
JOBS Act - On Regulation A, Regulation D And Crowdfunding Provisions
After a comparatively brief debate in Congress, President Obama signed the Jumpstart Our Business Startups Act (JOBS Act) on April 5, 2012.
United States
23 Apr 2012
4
Traps For The Unwary - Negotiating The Nasdaq Shareholder Approval Rules For Securities Offerings
You're planning a capital raise for a Nasdaq-listed issuer. In preparing for the offering, you review Nasdaq Rule 5635(d), which sets forth the circumstances under which shareholder approval is required.
United States
18 Apr 2012
5
Congress Passes JOBS Bill For Emerging Growth Companies
Congress passed the Jumpstart Our Business Startups Act (the "JOBS Act") today with the stated intention of making it easier for emerging growth companies to raise capital and, as a result, to increase employment. President Obama is expected to sign the bill promptly.
United States
18 Apr 2012
6
What Are A Non-WKSI's Options For Upsizing Its Offering?
Well-known seasoned issuers ("WKSIs") benefit from their status in numerous ways, including the automatic effectiveness of their shelf registration statements, the absence of any requirement to specify dollar value or number of shares in registration statements, and their ability to take advantage of "pay as you go" fee flexibility.
United States
14 Jun 2011
7
Comfort Letters and Post-Year-End Offerings
When an issuer files a registration statement or undertakes an offering after its fiscal year-end but before the issuance of its annual audited financial statements, difficulties may arise as to the level of comfort that an issuer's accountant may provide.
United States
24 Jan 2011
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