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Searching Content indexed under Debt Capital Markets by Duane Morris LLP ordered by Published Date Descending.
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1
Funding In Regulation A+ Offerings Doubles
Reporting from the Practising Law Institute's Annual Institute on Securities Regulation here in New York City.
United States
14 Nov 2018
2
Trump Asks SEC To Consider Eliminating Quarterly Reporting
Those who counter this argument believe six months is too long to spot trends that are developing.
United States
24 Sep 2018
3
United States
14 Jun 2017
4
Reserve Bank Of India Announces Rules For Indian Corporates To Issue Rupee Denominated Bonds To Overseas Investors
Some market commentators believe letting Indian companies issue Rupee denominated bonds overseas largely addresses pricing and currency risks, as well as opens a frame for Rupee denominated instruments to trade overseas.
India
28 Oct 2015
5
NYSE Proposes Relaxation Of Independence Test For Directors Of Spin-Off Companies
Prompted by a request for interpretive guidance, on April 1, 2014, the NYSE proposed to relax its bright line director independence tests in certain limited circumstances, so that "a director may be deemed independent of a company that has been the subject of a spin-off transaction regardless of the fact that such director or his employer had a relationship with the former parent of such spun-off company."
United States
9 Apr 2014
6
ISS Issues FAQs On Director Qualification/Compensation Bylaws
Yesterday, ISS issued FAQs explaining its views on director qualification/compensation bylaws.
United States
15 Jan 2014
7
SEC Report On Regulation S-K Disclosure
Just in time for the holidays! On December 20, 2013, the staff of the Securities and Exchange Commission (the "SEC") released its Report on Review of Disclosure Requirements in Regulation S-K, as mandated by Section 108 of the Jumpstart Our Business Startups Act (the "JOBS Act").
United States
24 Dec 2013
8
Corp Fin Guidance Begins To Address Early Questions Under New General Solicitation Rules
On November 13, 2013, the Division of Corporate Finance at the Securities and Exchange Commission (SEC) updated its "Securities Act Rules Compliance and Disclosure Interpretations" (or CDIs) to provide 11 new interpretations relating to new Rule 506(c) and revised Rule 144A.
United States
16 Nov 2013
9
SEC Ends Losing Streak; Conflict Minerals Rule Upheld
The SEC scored a victory in the U.S. Court of Appeals for the District of Columbia Circuit in a case filed in October 2012 by the U.S. Chamber of Commerce, the Business Roundtable, and the National Association of Manufacturers.
United States
25 Jul 2013
10
July 1, 2013 – D-Day for Compensation Committee Approval of Independent Legal Counsel
In theory, a company could be delisted from a national stock exchange as a result of a chance meeting anywhere and a casual conversation, if a compensation committee member receives any legal advice from independent company counsel.
United States
1 Jun 2013
11
Apple - Einhorn Dispute Shines Spotlight On SEC’s Unbundling Rules
Although the dispute between hedge fund manager David Einhorn and Apple, Inc. is about Apple’s capital allocation strategy, it has brought attention to the SEC rules on "unbundling" of proxy statement proposals.
United States
6 Mar 2013
12
New York Comptroller Seeks Qualcomm’s Records On Political Giving; SEC Contemplating Political Contribution Disclosure Rules
A "books and records" action brought by New York’s comptroller to determine how Qualcomm Incorporated
United States
15 Jan 2013
13
NASDAQ Amends Proposed Listing Rules Relating To Compensation Committees
As we noted previously, the SEC has extended the deadline for taking action on proposed stock exchange listing rules relating to compensation committees and their advisers to January 13, 2013.
United States
31 Dec 2012
14
NYSE Proposes Listing Standards Relating to Compensation Committee Member Independence and Compensation Committee Advisers
On September 25, 2012, the New York Stock Exchange (NYSE) proposed amendments, as revised on October 1, 2012, to its corporate governance listing standards to implement the requirements of Rule 10C-1 under the Securities Exchange Act of 1934.
United States
5 Oct 2012
15
SEC Adopts Final Rule On Disclosure Of Payments By Resource Extraction Issuers
At an open meeting on August 22, 2012, the SEC adopted a final rule on disclosure of payments by resource extraction issuers.
United States
3 Sep 2012
16
SEC Adopts Final Rule On Disclosure Of Use Of Conflict Minerals
At an open meeting on August 22, 2012, the U.S. Securities and Exchange Commission (SEC) adopted a final rule on disclosure of the use of conflict minerals originating in the Democratic Republic of the Congo (DRC) or an adjoining country, implementing Section 13(p) of the Securities Exchange Act of 1934 and Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
United States
31 Aug 2012
17
Highlights Of The Emergency Economic Stabilization Act
The Emergency Economic Stabilization Act is an unprecedented piece of legislation. It raises many questions that must be answered in order to successfully implement its provisions.
United States
 
8 Oct 2008
18
Highlights Of The Emergency Economic Stabilization Act
The Emergency Economic Stabilization Act is an unprecedented piece of legislation. It raises many questions that must be answered in order to successfully implement its provisions.
United States
17 Mar 2006
Highlights Of The Emergency Economic Stabilization Act
The Emergency Economic Stabilization Act is an unprecedented piece of legislation. It raises many questions that must be answered in order to successfully implement its provisions.
United States
 
16 Jan 2006
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