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Searching Content indexed under Debt Capital Markets by Ropes & Gray LLP's Investment Management Practice Group ordered by Published Date Descending.
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SEC Proposes Rule Change To Address Funds' Auditor Independence Problem
In a May 3, 2018 release (the "Release"), the SEC proposed amendments to the "Loan Rule" (as defined below), part of the SEC's auditor independence rule, Rule 2-01 of Regulation S-X.
United States
14 May 2018
2
Ropes & Gray's Investment Management Update: October – November 2016
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
14 Dec 2016
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