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Searching Content indexed under Debt Capital Markets by Alfred Page ordered by Published Date Descending.
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Does The Standstill Remain After The Train Leaves?
On November 27, 2012, the Court of Chancery of the State of Delaware in In re Complete Genomics, Inc. Shareholder Litigation, issued a bench ruling enjoining Complete Genomics, Inc. ("Genomics") which was engaged with a merger with BGI-Shenzhen ("BGI") from enforcing a "Don’t Ask, Don’t Waive" standstill agreement given by a third-party bidder in the auction leading to the merger with BGI.
Canada
27 Dec 2012
2
Continued Harmonization Regarding the Distribution of CFDs and Forex: BC Securities Commission Grants Order to CMC Markets
On May 14, 2010, the British Columbia Securities Commission (BCSC) granted relief to CMC Markets UK plc and CMC Markets Canada Inc. (together, CMC Markets) that will permit CMC Markets to distribute "contracts for difference" (CFDs) and foreign exchange contracts (forex) to British Columbia investors without the necessity of a prospectus filing.
Canada
10 Jun 2010
3
Changes To Insider Reporting: 5 Day Filing, Deemed Beneficial Ownership And Reporting For Derivatives
On January 22, 2010, the Canadian Securities Administrators (the CSA) published the final version of National Instrument 55-104 "Insider Reporting Requirements and Exemptions" (NI 55-104), together with a Companion Policy and related consequential amendments, which will come into effect on April 30, 2010.
Canada
26 Jan 2010
4
TSX Guidance On Anti-Dilution Provisions, Compensation Plan Amendments And The Uptick Prohibition For NCIB Purchases
On December 7, 2009 the Toronto Stock Exchange ("TSX") staff issued a notice (the "Notice") providing guidance on: anti-dilution provisions for convertible securities; amendments to add a cashless exercise feature to security-based compensation arrangements; and the uptick prohibition for purchases made pursuant to normal course issuer bids.
Canada
10 Dec 2009
5
OSC Issues Staff Notice 91-702 Offerings Of Contracts For Difference And Foreign Exchange Contracts To Investors In Ontario
On October 27, 2009, the Ontario Securities Commission (OSC) released Staff Notice 91-702 Offerings of Contracts for Difference and Foreign Exchange Contracts to Investors in Ontario.
Canada
2 Nov 2009
6
CFDS And Forex Now Available To Retail Investors In Ontario And Québec
On October 8, 2009, the Ontario Securities Commission (OSC) granted relief to CMC Markets UK Plc and CMC Markets Canada Inc. (together, CMC Markets) that will permit CMC Markets to distribute "contracts for difference" (CFDs) and foreign exchange contracts (forex) to Ontario investors without the necessity of a prospectus filing.
Canada
19 Oct 2009
7
The TSX Financial Hardship Exemption From Security Holder Approval
The TSX has clarified its rules regarding the circumstances in which a listed issuer can dilute its existing security holders by more than 25%, engage in transactions that materially affect control of the issuer, and / or engage in transactions with insiders of the issuer, in reliance on the financial hardship exemption from the security holder approval requirement under section 604(e) of the TSX Company Manual.
Canada
13 May 2009
8
Hostile Bid Enjoined For Potential Breach Of Confidence By Investment Bank
On February 10, 2009, the Ontario Superior Court of Justice issued an interlocutory injunction restraining Rusoro Mining Ltd. from proceeding with its hostile bid for Gold Reserve Inc.
Canada
18 Feb 2009
9
Five Day Filing Deadline, Deemed Beneficial Ownership And Issuer Disclosure Of Late Reports Included In Proposed Changes To The Insider Reporting Regime
On December 18, 2008 the Canadian Securities Administrators published for comment proposed National Instrument 55-104 “Insider Reporting Requirements and Exemptions”, together with a companion policy and related consequential amendments.
Canada
4 Jan 2009
10
OSC Proposes Changes To The Regulatory Fees Payable By Issuers And Registrants
On October 3, 2008, the Ontario Securities Commission published proposed changes to OSC Rule 13-502 "Fees", its Forms and Companion Policy.
Canada
 
3 Dec 2008
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