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Searching Content indexed under Debt Capital Markets by Joseph Toner ordered by Published Date Descending.
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Exchange-Traded Funds: Proposed Rule 6c-11
After 26 years and the issuance of over 300 exemptive orders, the Securities and Exchange Commission (SEC or Commission), through the rulemaking process, is seeking to simplify and streamline the regulatory process for new exchange-traded funds (ETFs) to reach the market, and to level the competitive playing field among existing ETFs.
United States
16 Jul 2018
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