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Searching Content indexed under Debt Capital Markets by Kevin M. Askew ordered by Published Date Descending.
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SEC Expands Its Focus In The Municipal Bond Market, Bringing First-Ever Charges Against An Underwriter For Pricing Violations Related To Primary Offerings
According to the SEC, Edward Jones regularly underwrote—usually as part of an underwriting "syndicate" or group—and sold municipal bonds to the public through negotiated offerings.
United States
8 Sep 2015
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