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Searching Content indexed under Debt Capital Markets by Edward G. Eisert ordered by Published Date Descending.
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Date
1
Addendum To ECB Guide On Harmonizing Options And Discretions Available In Union Law
On August 10, 2016, the European Central Bank (ECB) published an addendum to its guide on options and discretions (O&Ds) available in Union law.
United States
19 Aug 2016
2
Rating Agency Developments - December 15, 2014
On December 10, Moody's released its approach to rating sustainable net cash flow for CMBS and CRE CDO CLO Real Estate collateral in the Americas and ex-Japan Asia Pacific.
United States
19 Jan 2015
3
ESMA Securities And Markets Stakeholder Group Responds To ESMA Consultations On Draft Technical Standards And Technical Advice On The Market Abuse Regulation
ESMA's Securities and Markets Stakeholder Group published its response to the July consultations on draft technical standards and draft regulatory standards.
European Union
29 Oct 2014
4
IOSCO And CPMI Report On Recovery Of Financial Market Infrastructures
The International Organization of Securities Commission and the Committee on Payments and Market Infrastructure issued a joint report on the recovery of financial market infrastructures.
European Union
29 Oct 2014
5
ESMA Compliance Table Relating To MiFID Remuneration
The ESMA published a guidelines compliance table relating to its guidelines on remuneration policies and practices under the Markets in Financial Instruments Directive.
European Union
17 Oct 2014
6
UK PRA and FCA Publish Final Policy on Implementing the FPC’s LTI Ratios
On October 1, the Prudential Regulation Authority (PRA) issued PS9/14 and the FCA published FG14/8 setting out their final policies on implementing the Financial Policy Committee’s (FPC) recommendation on loan to income (LTI) ratios in mortgage lending.
United States
10 Oct 2014
7
Financial Industry Week In Review - February 18, 2014
On February 12, the CFTC and the European Commission announced jointly that the two agencies have made significant progress in their collaboration.
United States
3 Mar 2014
8
Rating Agency Developments 9 Dec 2013
On December 2, Moody’s released its updated approach to rating Europe, Middle East and Africa CMBS. Moody’s Report.
United States
18 Dec 2013
9
OCC And FDIC Propose New Rule On Liquidity Risk Management
On October 30, the OCC and FDIC proposed substantively the same liquidity rule as the proposal approved by the Fed on October 24.
United States
11 Nov 2013
10
CFPB Provides Guidance On Mortgage Servicing Rules
On October 15, CFTC released a bulletin and interim final rule to clarify mortgage servicing rules taking effect in January 2014.
United States
27 Oct 2013
11
CFTC Settles Charges Against JPMorgan Chase For "London Whale" Swaps
On October 16, CFTC brought and settled charges of employing a manipulative device in connection with the JPMorgan Chase trading of certain credit default swaps (CDS), in violation of the new Dodd-Frank prohibition against manipulative conduct.
United States
27 Oct 2013
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