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Searching Content indexed under Capital Adequacy/BASEL by Duane Morris LLP ordered by Published Date Descending.
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Vietnam Insurance Guide
A project "ComFrame" set up by the Internationally Active Insurance Groups (IAIG related to IAIS), is planned to establish regulatory framework with mandatory standards.
Vietnam
24 Jan 2017
2
Mandatory ADA Standards On Accessibility To ATMs For The Visually Impaired Now In Effect
Pursuant to the Americans with Disabilities Act (ADA), new standards pertaining to accessibility to automated teller machines (ATMs) for the visually impaired were issued by the U.S. Department of Justice and the ADA Access Board in 2010.
United States
30 Apr 2012
3
Trustee's Fraudulent Transfer Complaint Survives Motion To Dismiss
In its Jan. 11 opinion in In re DBSI Inc., the U.S. Bankruptcy Court for the District of Delaware held that a trustee's complaint seeking to recover actual and constructively fraudulent transfers satisfied the heightened pleading requirements set forth in Rule 9(b) and post-Twombly.
United States
12 Mar 2011
4
IRS Announces Foreign Hedge Funds And Private Investment Funds Subject To FBAR Reporting
In June 2009, we reported that the U.S. Department of the Treasury has implemented a Voluntary Disclosure Program (VDP) for taxpayers with offshore assets.
United States
22 Jul 2009
5
Nasdaq Extends Suspension Of Minimum Listing Requirements
Given the continued market instability, NASDAQ has submitted to the U.S. Securities and Exchange Commission a proposal to extend through July 19, 2009, its prior suspension of its rules requiring that NASDAQ-listed companies maintain a minimum bid price and market value of their public float (i.e., shares held by non-affiliates).
United States
1 Apr 2009
6
Federal Reserve And Treasury Announce Term Asset-Backed Securities Loan Facility
On November 25, 2008, the Federal Reserve Board ("FRB") and U.S. Department of the Treasury ("Treasury") announced the creation of the Term Asset-Backed Securities Loan Facility ("TALF").
United States
17 Dec 2008
7
U.S. Implements Four Programs Under Emergency Economic Stabilization Act To Strengthen Market Stability
On October 3, 2008, the Emergency Economic Stabilization Act ("EESA") became law. EESA's first purpose is to provide the Secretary of the Treasury (the "Secretary") with the authority and tools necessary to restore stability to the U.S. financial system.
United States
27 Oct 2008
8
Corp Fin Provides Guidance On Section 3(a)(10) Exemption
Section 3(a)(10) of the Securities Act of 1933 (Securities Act) exempts the offer and sale of securities in certain exchange transactions from the registration requirements of the Securities Act.
United States
11 Jul 2008
9
SEC Approves One-Year Extension Of Requirement For Auditor Attestation Of Internal Controls For Smaller Public Companies
The Securities and Exchange Commission (SEC) recently approved yet another one-year extension for smaller public companies to comply with Section 404(b) of the Sarbanes-Oxley Act (SOX).
United States
9 Jul 2008
10
US And Global Fallout From Liechtenstein Bank Scandal
The world's press is flooded with reports that stolen records from LGT Group, the Liechtenstein bank, have been purchased for as much as $7.4 million by the tax authorities of several nations including the United States, Germany and the United Kingdom.
United States
11 Mar 2008
11
Regulation D: Proposed New Exemption And Other Revisions
The SEC recently proposed revisions to Regulation D.1 The proposed revisions would provide a new safe harbor exemption for sales of securities exclusively to "large accredited investors," a new category of investors.
United States
24 Aug 2007
12
SEC Proposes Revisions to Rules 144 and 145 to Shorten Holding Period for Affiliates and Non-Affiliates
On June 22, 2007, the Securities and Exchange Commission (the "SEC") proposed amendments to Rules 144 and 145 promulgated under the Securities Act of 1933 (the "Securities Act"). Rules 144 and 145 provide safe harbors for resales of securities that satisfy certain conditions.
United States
 
1 Aug 2007
13
SEC Proposes Revisions to Rules 144 and 145 to Shorten Holding Period for Affiliates and Non-Affiliates
On June 22, 2007, the Securities and Exchange Commission (the "SEC") proposed amendments to Rules 144 and 145 promulgated under the Securities Act of 1933 (the "Securities Act"). Rules 144 and 145 provide safe harbors for resales of securities that satisfy certain conditions.
United States
17 Mar 2006
Federal Court Dismisses SECīs Regulation FD Complaint Against Siebel Systems
The United States District Court for the Southern District of New York recently dismissed the complaint filed by the Securities and Exchange Commission (SEC) against Siebel Systems, Inc. and two of its officers for alleged violations of Regulation FD. This is the first federal court decision to interpret Regulation FD.
United States
 
22 Sep 2005
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