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Searching Content indexed under Capital Adequacy/BASEL by Ropes & Gray LLP's Investment Management Practice Group ordered by Published Date Descending.
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U.S. Banking Regulators Finalize Minimum Margin Requirements For Uncleared Swaps
While the Final Margin Rules do not apply directly to buy-side entities, they will have a material impact on buy-side entities who use uncleared derivatives.
United States
3 Nov 2015
2
Proposed Volcker Rule And The Effect On Private Fund Sponsors And Investors
The federal banking agencies and the SEC recently proposed regulations to implement Section 13 of the Bank Holding Company Act, also known as the Volcker Rule, adopted as part of the Dodd-Frank Act.
United States
26 Oct 2011
3
Proposed Rules And Guidance Regarding Federal Reserve Oversight Of Nonbank Financial Companies
On October 11, 2011, the Financial Stability Oversight Council (the "Council") released a second notice of proposed rulemaking and interpretive guidance regarding the process by which the Council will determine, with respect to each "nonbank financial company," whether such company could pose a threat to U.S. financial stability and therefore should be supervised by the Board of Governors of the Federal Reserve (the "Board") and be subject to prudential standards.
United States
26 Oct 2011
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