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Searching Content indexed under Asset Finance by Shearman & Sterling LLP ordered by Published Date Descending.
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Financial Stability Board Recommends Vigilant Ongoing Monitoring Of Crypto-Assets
On October 10, 2018, the Financial Stability Board published a report entitled "Crypto-asset markets: Potential Channels for future financial stability," ...
United States
26 Oct 2018
2
US Office Of The Comptroller Of The Currency Proposes To Permit Certain Federal Savings Associations To Operate With National Bank Powers
On September 10, 2018, the U.S. Office of the Comptroller of the Currency published a notice of proposed rulemaking with respect to permitting federal savings associations ...
United States
2 Oct 2018
3
EU Secondary Legislation For Money Market Funds Published
On July 13, 2018, a Commission Delegated Regulation amending and supplementing the European Money Market Funds Regulation was published in the Official Journal of the European Union.
European Union
27 Jul 2018
4
It's Annual Report TimeŚRecent Developments And Trends For The Preparation Of Form 20-F
It is now time for a large number of foreign private issuers to prepare their annual reports on Form 20-F.
United States
13 Jan 2017
5
UK Regulator Publishes Interim Report On Asset Management Market Study
On November 18, 2016, the FCA published an interim report following its Asset Management Market Study.
UK
12 Jan 2017
6
UK Government Consults On Imposing Financial Penalties For Breach Of Financial Sanctions
On December 1, 2016, the Office of Financial Sanctions Implementation (OFSI), which is a part of HM Treasury, published the UK Government's proposed approach to imposing financial penalties...
UK
6 Jan 2017
7
US Federal Reserve Board, Office Of The Comptroller Of The Currency And Federal Deposit Insurance Corporation Issue Advanced Notice Of Proposed Rulemaking On Enhanced Cyber Risk Management Standards
The US Federal Reserve Board, OCC and FDIC jointly released an advanced notice of proposed rulemaking seeking comments on enhanced cybersecurity risk-management and resilience standards.
United States
1 Dec 2016
8
Financial Regulatory Developments Focus - 18 November 2016
In this newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers...
United States
23 Nov 2016
9
New Liquidity And Swing Pricing Rules For US Mutual Funds
On October 13, 2016, a unanimous US Securities and Exchange Commission adopted far‑reaching rules intended to address mutual fund liquidity risks.
United States
11 Nov 2016
10
Corrigendum To EU Technical Standards On Supervisory Reporting Of Institutions Of Liquidity Coverage Arrangements
On April 9, 2016, a corrigendum relating to the format and frequency of the reporting of liquidity requirements under the Capital Requirements Regulation was published in the Official Journal of the European Union.
European Union
22 Apr 2016
11
Proposals To Reform The UK Financial Services Trade Association Published
On January 16, 2015, a consultation paper was published setting out proposals to reform the UK financial services trade association landscape.
UK
10 Feb 2015
12
Prudential Regulation Authority Publishes Supervisory Statement On Disclosure Of Encumbered And Unencumbered Assets
On December 19, 2014, the PRA published a supervisory statement on compliance with the EBA's guidelines on disclosure of encumbered and unencumbered assets under CRD IV.
UK
14 Jan 2015
13
Federal Agencies Release Joint Statement On Second Round Resolution Plans Of "First-Wave Filers"
On August 5, 2014, the Board of Governors of the Federal Reserve System ("Federal Reserve Board") and the Federal Deposit Insurance Corporation ("FDIC") provided feedback on the second round of resolution plans submitted by 11 large, global banking organizations.
United States
22 Aug 2014
14
Global Trends In Leveraged Lending
Global trends in leveraged lending in 2013 have largely been driven by substantial liquidity in US dollar markets, together with cautious investor optimism.
United States
1 May 2014
15
Dodd-Frank: The Liquidity Proposal Is Issued
The three Federal bank regulatory agencies have reached agreement on the terms of a proposed regulation that, for the first time, would impose quantitative requirements on major US banksĺ liquidity management practices.
United States
30 Oct 2013
16
Eighth Circuit Affirms District Court, Transactions Lacked Economic Substance In Wells Fargo
On August 22, the Eighth Circuit affirmed a holding by the US District Court for the District of Minnesota that a transaction involving lease transfers lacked objective economic substance and a subjective business purpose.
United States
23 Oct 2013
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