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Searching Content indexed under Asset Finance by Blake, Cassels & Graydon LLP ordered by Published Date Descending.
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Outsourcing For Financial Institutions – B-10 Is Not Enough
With respect to outsourcing arrangements, federally regulated entities (FREs) are well aware of the expectations of the Office of the Superintendent of Financial Institutions (OSFI) set out in Guideline B-10: Outsourcing of Business Activities, Functions and Processes (Guideline B-10).
Canada
21 Feb 2014
2
Asset Management: 2013 Canadian Investment Product Trends
Market expectations are that the equity-related products in 2013 will benefit from signs of recovery in the U.S. and globally.
Canada
24 Jan 2013
3
Recent Guidance From OSC Investment Funds Branch
On November 8, 2012, the Investment Funds Branch of the Ontario Securities Commission (OSC) released the eighth edition of the Investment Funds Practitioner (the Practitioner), providing fund managers and advisers with an overview of recent regulatory issues arising from public inquiries, applications for discretionary relief, prospectuses and continuous disclosure documents filed with the OSC.
Canada
21 Nov 2012
4
CSA Initiate Discussion On Standard Of Conduct For Advisers And Dealers
The Canadian Securities Administrators (CSA) have published Consultation Paper 33-403: The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients (the Paper), a discussion paper on the potential benefits and drawbacks of imposing a statutory best interest standard on advisers and dealers that provide investment advice to retail investors.
Canada
21 Nov 2012
5
Morneau Report: Facilitating Pooled Asset Management For Ontario’s Public Sector Institutions
In the 2012 Ontario Budget, the Government of Ontario announced its intention to create a framework that would facilitate the pooling of pension fund assets for investment management purposes.
Canada
21 Nov 2012
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