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Searching Content indexed under Finance and Banking by Dentons ordered by Published Date Descending.
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1
Croatia's Accession To The European Banking Union – The Outlook Ahead
Croatia plans to join the ERM-II and the Banking Union in mid-2020 and its finance minister has already set out the details of the intended accession in a letter of intent sent to the Eurogroup, the ECB and the finance ministers of the Eurozone.
Croatia
13 Aug 2019
2
Regulators Give Evidence On IT And Systems Failures
Representatives of the Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA) and the Bank of England recently gave evidence to the House of Commons Treasury Select Committee in relation to IT failures in...
UK
13 Aug 2019
3
Regulatory Developments In Italy
proposal for the adoption of guidelines on the performance of operations with own shares and of a communication regarding the repurchase of bonds on predetermined conditions
Italy
9 Aug 2019
4
SMCR Optimisation And Final Rules
The Senior Managers and Certification Regime (SMCR), which was introduced in 2016 to increase the accountability of individuals working in the banking sector
UK
6 Aug 2019
5
Further Developments With The Draft Registration Of Overseas Entities Bill
The government has just released its response to the House of Commons and House of Lords Joint Committee's (Joint Committee) report on the draft Registration
UK
6 Aug 2019
6
Key Regulatory Developments In The EU - July 26, 2019
The ESMA has published its annual peer review report on the overall supervision of EU Central Counterparties (CCPs) by National Competent Authorities (NCAs).
European Union
2 Aug 2019
7
Key Regulatory Developments In Germany - July 26, 2019
Topics (selection): Bank liquidation / BaFin event on technical cooperation / Outsourcing of banks / Cooperation with Japan / Stronger supervision of subordinated loans
Germany
2 Aug 2019
8
New Civil Penalty To Errors In The Annual Percentage Rate Of Charge (Taux Effectif Global)
Pursuant to article L. 313-1 and seq. of the French consumer Code, banks (more generally professional lenders) are required to include
France
1 Aug 2019
9
Bank Fined £1.9 Million As FCA And PRA Focus On Outsourcing Failures
R. Raphael and Sons plc (Raphaels) has been fined £1.9 million by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) for failing to manage its outsourcing arrangements adequately.
UK
1 Aug 2019
10
Publication Of The EU's Banking Package In The Official Journal And Recent Developments At The Eurogroup
June was a busy month, both for finalizing the appointments of presidents, commissioners and key policymakers across the EU's institutions
European Union
31 Jul 2019
11
EU Banking And Finance Regulatory Newsletter - July 2019
July, besides being unseasonably warm across Europe has also been busy so please excuse the somewhat longer round-up.
Germany
31 Jul 2019
12
Dentons' Business Crime And Investigations Podcast – Episode 1 (Video)
Combating financial crime is a serious issue for firms in the regulated sector and brings with it many challenges for compliance and legal practitioners.
UK
31 Jul 2019
13
ESMA And EBA Publish Reports On The Licensing Of FinTech Business Models And The Application Of The Regulatory Perimeter
The European Securities and Markets Authority (ESMA) published a report on the licensing of FinTech business models on July 12, 2019 (the ESMA Report).
Germany
31 Jul 2019
14
ESMA Consults On Draft Guidelines For UCITS Performance Fees
The European Securities and Markets Authority has published a consultation paper that contains draft guidelines on the regulation of certain elements of performance fees.
Luxembourg
25 Jul 2019
15
EU Parliament Adopts Supplementary Rules On Marketing Of Funds Across EU – What Now?
The EU's regime for how funds are marketed to professional investors across the EU has long been subject to calls for greater harmonization.
European Union
25 Jul 2019
16
European Supervisory Authorities Publish Report On Cross-Border Supervision Of Retail Financial Services
The Joint Committee (JC) of the European Supervisory Authorities (ESAs) published a report on the cross-border supervision of retail financial services on July 9, 2019 (the Report).
European Union
24 Jul 2019
17
Fintech: Revised Payment Service Directive PSD2 Paves The Way For Paytech-Companies (Dutch)
De rol van fintech in het financiële landschap wordt steeds groter. In het eerste halfjaar van 2018 werd wereldwijd ruim US$57 miljard in fintech-bedrijven
Netherlands
24 Jul 2019
18
Energy Contracts Exempted From The Assignment Of Receivables Regulations
A party trading UK-linked energy derivatives or purchasing, or taking security over, receivables arising under UK-linked energy contracts may need to know whether the Business Contract Terms.
UK
17 Jul 2019
19
Are Loyalty Points Schemes A Form Of Electronic Money?
A case currently before the German courts concerning Lufthansa's Miles & More loyalty points scheme raises the question of whether loyalty points schemes are now considered to be a form of electronic money.
UK
17 Jul 2019
20
N v. The Royal Bank Of Scotland Plc
On 8 July 2019 the High Court handed down a judgment in the N v. The Royal Bank of Scotland plc case
UK
17 Jul 2019
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