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Searching Content indexed under Finance and Banking by CMS Cameron McKenna Nabarro Olswang LLP ordered by Published Date Descending.
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1
PRA's Approach To The Supervision Of Banks And Insurance Companies
This week, the FSA and the Bank of England published two papers setting out the PRA's approach to the supervision of banks and insurance companies.
UK
24 Oct 2012
2
Banking, Capital Markets And FIS - Legislative News Flash 18 October 2012
On 15 October 2012, Law no. 167/2012 amending Law no. 297/2004 on the capital market ("Law 167") was published in the Official Journal No. 704. Law 167 has brought important changes to the scope of activity of the SSIF (investment firms), by including fiduciary services in the meaning of the New Civil Code and to the application of certain provisions of the Capital Market Law (i.e. market abuse) to greenhouse gas emission certificates traded on a regulated market.
UK
22 Oct 2012
3
Banks Confirmed As Privileged Creditors In Debt Enforcement Procedure
Banks are privileged creditors in debt enforcement proceedings, according to a Constitutional Court ruling on 2 October 2012.
Bulgaria
16 Oct 2012
4
Casting The Net - Will You Be Caught By US Rules Affecting UK Fund Managers?
Recent changes to the CEA required under the Dodd-Frank Act are likely to significantly increase the number of UK fund managers who will be required to register as a CPO with the CFTC.
UK
9 Oct 2012
5
Banking, Capital Markets And FIS - Legislative News Flash (24 September 2012)
On 22 September 2012, Commission Regulation no. 862/2012 ("Regulation 862") amending the Prospectus Regulation no. 809/2004 was published in the European Union Official Journal no. L256.
UK
25 Sep 2012
6
New FSC Practice Statement On Repo And Reverse Repo Deals
The Financial Supervision Commission has issued its first detailed statement of practice on treating repo deals/reverse repo deals.
Bulgaria
19 Sep 2012
7
New Guidelines On A Common Definition Of European Money Market Funds
The Bulgarian Financial Supervision Commission (the "FSC") recently adopted instructions for implementation of the Guidelines on a common definition of European money market funds.
Bulgaria
13 Sep 2012
8
Remuneration Reporting And Sale Incentives Developments
The FSA has recently produced two papers relevant to those working on financial services remuneration.
UK
12 Sep 2012
9
Client Assets: CP12/15 - Changes to CASS
On 25 July 2012, the FSA published Consultation Paper 12/15 which proposes a number of minor alterations to the Client Asset rules for oversight and reporting (CASS 1A).
UK
10 Sep 2012
10
Packaged Bank Accounts: CP12/17 And Changes To The Insurance Code Of Business Sourcebook
When Martin Wheatley spoke out on 5 September 2012 against the use of "risky" sales incentive schemes by retail banks, he drew a direct link between these schemes and recent, high profile misselling cases.
UK
7 Sep 2012
11
Remuneration Code - New Proposed Guidance On Proportionality
Although approximately 2,500 financial services firms are caught by the Remuneration Code, a number of its key features only apply to larger and more complex firms.
UK
8 Aug 2012
12
New Tax On Financial Transactions
A new tax on financial transactions has been introduced , to take effect from 1 January 2013.
Hungary
2 Aug 2012
13
Draft AIFMD Remuneration Guidelines Published
The Alternative Investment Fund Managers Directive ("AIFMD") contains provisions regulating the remuneration of individual fund managers where the fund/fund manager firm is caught by the directive.
UK
30 Jul 2012
14
Court Rules That Prepayment Indemnity Does Not Extend To Future Losses
In K/S Preston Street v Santander (UK) plc [2012] EWHC 1633 (Ch), the High Court considered a borrower indemnity in respect of prepayment of a term loan.
UK
16 Jul 2012
15
Emerging Europe: M&A Report 2011
Please find below a link to our new report "Emerging Europe: M&A Report 2011", which we have launched in association with DealWatch (the Emerging Markets Information Service).
European Union
18 Jun 2012
16
London Stock Exchange Group And Bucharest Stock Exchange Launch Historic Alliance
On 28 March 2012, the London Stock Exchange Group ("LSEG") and the Bucharest Stock Exchange ("BSE") signed an exclusive letter of intent.
UK
1 Jun 2012
17
US Securities Law Update: Jumpstart Our Business Startups Act 2012
On April 5, 2012, President Obama signed into law the "Jumpstart Our Business Startups Act" (the "JOBS Act").
United States
8 May 2012
18
Government Embraces Portas Recommendations
On Friday, the Government published its response to the Portas Review.
UK
12 Apr 2012
19
FSA Publish Review Into Anti-Bribery And Corruption Systems In Investment Banks
On 29 March 2012 the FSA published the results of its thematic review into anti-bribery and corruption (so-called "ABC") systems and controls in investment banks. The FSA visited 15 firms, including eight major global investment banks and a number of smaller operations, to examine how firms mitigate bribery and corruption risk.
UK
12 Apr 2012
20
Merger Referral To UOKIK
For the first time ever a merger - has been referred to UOKIK by the European Commission upon request of the undertakings to the transaction.
UK
2 Apr 2012
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