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Searching Content indexed under Finance and Banking by Goodmans LLP ordered by Published Date Descending.
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1
Ontario Securities Commission Approves Settlement With Crypto Consulting Firm
The Ontario Securities Commission (OSC) recently approved a settlement agreement with cryptocurrency consulting company CoinLaunch Corp over allegations the company engaged in, and held itself out as engaging in, the business...
Canada
15 Aug 2019
2
TSX Introduces TSX Sandbox – A New Framework For Listing Applications
Procedurally, the TSX recommends that issuers request a pre-filing meeting before submitting an application to the sandbox.
Canada
16 Apr 2019
3
OSC Cites Public Interest Concerns To Refuse Prospectus Receipt For Bitcoin-Fund
On February 15, 2019, the Ontario Securities Commission (OSC) refused to issue a prospectus receipt to 3iQ Corp. (the "Manager") for its prospectus for The Bitcoin Fund (the "Fund") ...
Canada
7 Mar 2019
4
TSX Amends Rules Governing Special Purpose Acquisition Corporations; Eliminates Shareholder Meeting Requirement
On October 4, 2018, the Toronto Stock Exchange announced amendments to the rules relating to SPACs. The amendments simplify the process of forming and listing a SPAC and completing a qualifying acquisition.
Canada
10 Oct 2018
5
Ontario Court Of Appeal Holds Use Of Formula Is Sufficient To Satisfy Annual Rate Of Interest Disclosure Under Section 4 Of Interest Act (Canada)
The Ontario Court of Appeal has issued its judgment in Solar Power Network Inc. v. ClearFlow Energy Finance Corp., finding that the use of a formula in loan documentation is sufficient to satisfy the requirement of Section 4 of the Interest Act...
Canada
12 Sep 2018
6
CSA Announces Results Of Continuous Disclosure Review For Fiscal Years 2017 And 2018
Discussion of Operations - Disclosure of Capital Spending Milestones.
Canada
20 Aug 2018
7
TSX Provides Additional Guidance On Pricing Prospectus Offerings And Private Placements
The TSX generally requires private placements and prospectus offerings to be priced at market price less an allowable discount.
Canada
24 May 2018
8
Regulatory Authorities To Know Before Doing Business In Crypto
In 2017, 235 initial coin offerings (ICOs) raised almost US$3.7 billion dollars, an increase of 3700% from 2016.
Canada
19 Feb 2018
9
Ontario Court Of Appeal Clarifies Scope Of Insider Trading And Tipping Restrictions
In its recent decision in Finkelstein v. Ontario Securities Commission, the Ontario Court of Appeal clarified important questions about when the restrictions on illegal insider trading and tipping under Ontario's securities laws ...
Canada
15 Feb 2018
10
Bill 154 Receives Royal Assent, Bringing Clarity To The PPSA's Conflict Of Laws Rules
On November 14, 2017, Bill 154, Cutting Unnecessary Red Tape Act, 2017 ("Bill 154") received royal assent from the Legislative Assembly of Ontario.
Canada
17 Dec 2017
11
Highlights Of OSC Corporate Finance Branch 2016-2017 Annual Report
The Ontario Securities Commission (OSC) recently published OSC Staff Notice 51-728 Corporate Finance Branch 2016-2017 Annual Report (the "Report").
Canada
29 Sep 2017
12
Alberta Securities Commission Weighs In On Use Of Soliciting Dealer Arrangement In Proxy Contest
The Alberta Securities Commission (ASC), in Re PointNorth Capital Inc., recently declined to exercise its public interest jurisdiction to terminate a "soliciting dealer arrangement" used by a TSX-listed company ...
Canada
28 Aug 2017
13
OSC Publishes Statement Of Priorities For 2017-2018
The OSC is continuing to prioritize a number of initiatives that are intended to support innovation and ensure that Ontario securities regulation keeps pace with technological innovation.
Canada
17 Jul 2017
14
TSX Publishes Revised Proposal For Amendments To Disclosure Requirements Related To Websites And Security Based Compensation Arrangements
The TSX has published a revised proposal for amendments to the TSX Company Manual that would, among other things, require TSX-listed issuers to post certain key governance documents on their websites and enhance and clarify the required disclosure regarding security based compensation arrangements.
Canada
24 Apr 2017
15
Report Released On Unlocking Innovation To Drive Scale And Growth In Canada
In its report released February 6, 2017, the Advisory Council on Economic Growth established by the Federal Minister of Finance gives its suggestions for spurring innovation in Canada.
Canada
28 Feb 2017
16
Canadian Securities Regulators Adopt New Rules For OTC Derivatives Clearing
On January 19, 2017, the Canadian Securities Administrators (CSA) announced two new instruments affecting over-the-counter (OTC) derivatives trading in Canada.
Canada
15 Feb 2017
17
Alberta, Manitoba And New Brunswick To Adopt MI 61-101
On November 24, 2016, the Alberta Securities Commission, the Manitoba Securities Commission and the Financial and Consumer Services Commission (New Brunswick) announced that they are proposing to adopt...
Canada
4 Jan 2017
18
ISS And Glass Lewis 2017 Proxy Season Guidelines
Proxy advisory firms Institutional Shareholder Services Inc. (ISS) and Glass Lewis & Co. (Glass Lewis) recently released their Canadian proxy voting policy updates for the 2017 proxy season.
Canada
4 Jan 2017
19
TSX Provides Guidance On Pricing Prospectus Offerings And Private Placements
The Toronto Stock Exchange (TSX) has issued a staff notice providing guidance on pricing prospectus offerings and private placements where an issuer possesses material undisclosed information.
Canada
25 Oct 2016
20
TSX Adopts DRIP Rules
Please contact any member of our Corporate Securities Group to discuss the new DRIP rules or the potential adoption or amendment of a DRIP.
Canada
15 Sep 2016
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