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Searching Content indexed under Finance and Banking by McMillan LLP ordered by Published Date Descending.
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1
The Novel Exemptive Relief Chronicles
You Can't Always Get What You Want…But, Sometimes, You Get What You Need - OSC Decision Removes the "Hype" Surrounding Rehypothecation
Canada
27 Sep 2019
2
The Phase-Out of LIBOR: A Primer
In July 2017, the head of the Financial Conduct Authority (the "FCA"), Andrew Bailey, delivered a speech in which he questioned the future sustainability of the London Interbank Offered Rate ("LIBOR")
Canada
16 Sep 2019
3
New Proposed Legislation to Refine Mutual Fund "Allocation to Redeemers" Methodology
Budget 2019 proposed new rules to combat tax strategies employed by certain mutual fund trusts to disproportionately allocate capital gains to redeeming
Canada
5 Aug 2019
4
No Longer "Beasts Of Burden" OSC Reduces Regulatory Load For Registrants On Two Fronts
The Ontario Securities Commission ("OSC") recently announced two important changes to certain regulatory requirements applicable to registrants as part of its initiative to reduce the regulatory
Canada
23 Jul 2019
5
Banking Regulation 2019
Banks in Canada have been continuously recognized as amongst the soundest and safest across the globe.
Canada
15 Jul 2019
6
A Call To Action On Open Banking
On June 19, 2019, the Standing Senate Committee on Banking, Trade and Commerce ("the Committee") published a report on open banking entitled Open Banking: What it Means for You ("the Report").
Canada
12 Jul 2019
7
Open For Business? An Overview Of Open Banking In Canada
The concept of open banking is emerging internationally as the potential future of the banking industry, and this trend is beginning to gain traction in Canada as well
Canada
12 Jul 2019
8
A Million Reasons - Nextblock OSC Settlement Agreement Highlights Risks Of Using Marketing Presentations To Solicit Investments
A recent Ontario Securities Commission ("OSC") settlement agreement with NextBlock Global Limited ("NextBlock") and Alex Tapscott ("Tapscott")
Canada
11 Jul 2019
9
Budget 2019: CRA Refines Mutual Fund Allocation To Redeemers Methodology And Tightens Rules On TFSAs
Budget 2019, released on March 19, 2019, proposes new rules to combat tax strategies perceived by the Government to be employed by certain mutual fund trusts
Canada
11 Jul 2019
10
OSC Waives Fees For Late OBA Disclosures As Part Of Burden Reduction Project
On May 15, 2019, the OSC announced that registrants will no longer have to pay late fees associated with the disclosure of outside business activities past the required deadline.
Canada
10 Jul 2019
11
Financial Institutions: OSFI's Heightened Cyber Security Incident Reporting Obligations Now In Effect
On January 24, 2019, the Office of the Superintendent of Financial Institutions published the Technology and Cyber Security Incident Reporting Advisory.
Canada
5 Jul 2019
12
An Update On The B-20 "Stress Test"
The Office of the Superintendent of Financial Institutions has indicated that Guideline B-20 is working, and that the associated "stress test" has improved the resilience of the Canadian financial system.
Canada
28 Jun 2019
13
The Transport Finance Law Review – Edition 5
Although Canada is bordered by three oceans, the majority of trade moves by rail, and not by sea.
Canada
28 Jun 2019
14
Failure To Launch – OSC Director Determines That Bitcoin Fund Is Not Ready For The Retail Spotlight
3iQ Corp. filed a preliminary non-offering long-form prospectus to qualify the Fund as a reporting issuer on October 30, 2018.
Canada
7 Mar 2019
15
The Novel Exemptive Relief Chronicles - Public Mutual Funds Permitted To Invest Limited Amounts In Private Pooled Funds
In aggregate with their holdings of alternative mutual funds and non-redeemable investment funds.
Canada
15 Feb 2019
16
OSFI Adds The Earthquake Exposure Data Return To Its Late And Erroneous Filing Penalty Framework
OSFI requires federally regulated financial institutions, including Property and Casualty companies and branches operating in Canada, to file financial and corporate information to ensure compliance with their regulatory obligations.
Canada
1 Feb 2019
17
Cooperating To Create A National Securities Regulator In Canada
The decision clarifies the constitutional validity of the law and upholds the establishment of the Cooperative Capital Markets Regulatory System
Canada
7 Dec 2018
18
Liquid Alternatives Now a Reality - Alternative Mutual Funds Regime Scheduled to Come Into Force January 3, 2019
The Canadian Securities Administrators (the "CSA") have published the long awaited and much anticipated final version of amendments introducing a "liquid alternatives" regulatory regime in Canada (the "Final Rules").
Canada
9 Oct 2018
19
OSFI's Revised Corporate Governance Guideline Goes Live
On September 18, 2018 the Office of the Superintendent of Financial Institutions (OFSI) issued the final version of its Corporate Governance Guideline (the CG Guideline).
Canada
4 Oct 2018
20
Adoption Of Financial Sector Reform Goes Ahead In Québec, But Government Backtracks On Certain Proposed Changes In The Insurance Sector
As a result, the Financial Sector Reform Act is a watered-down version of the initially announced reform.
Canada
7 Sep 2018
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