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Searching Content indexed under Finance and Banking by Rosali Pretorius ordered by Published Date Descending.
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1
Market Abuse Regulations 2016 Published
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 have been published together with an explanatory memorandum and impact assessment.
European Union
8 Jul 2016
2
MiFID 2: PRA Issues Consultation Paper
Currently, the MiFID 2 package is still scheduled to take effect on 3 January 2017. Member States are supposed to have finalised necessary changes to domestic laws by 3 July 2016.
European Union
4 Apr 2016
3
Best Execution: Complying With MiFID 2
MiFID 2 will bring significant changes to the way in which firms conduct their trading business and the policies and procedures they have in place for informing clients and evidencing compliance.
UK
24 Mar 2016
4
Financial Markets Disputes And Regulatory Update - Winter 2015/Spring 2016
In this edition of our Financial Markets Disputes and Regulatory Update, we have considered the key financial markets cases and banking-related regulatory action from the second half of 2015...
UK
12 Feb 2016
5
What To Watch Out For...
The appeal in the Deutsche v. Cheyne litigation (we summarise the first instance decision below) is likely to be heard in May.
UK
12 Feb 2016
6
Judgments - February 9, 2016
The dispute in this case was, in reality, between the holders of Class A notes issued by the defendant issuer on the one hand and the holders of the subordinated notes in Classes B to E on the other.
UK
12 Feb 2016
7
Regulatory Developments - February 9, 2016
The second half of 2015 has seen the PRA and the FCA finalise many elements of the SMR, certification regime and conduct rules in advance of the start of implementation, on 7 March 2016.
UK
12 Feb 2016
8
MiFID 2: Taking Stock
Previous articles in our series on MiFID 2 have considered specific publications and drilled into its effects on particular aspects of business.
European Union
4 Feb 2016
9
The Securities Financing Transactions Regulation
The Regulation on Transparency of Securities Financing Transactions and of Reuse (2015/2365) (the SFTR) is a key part of the EU's initiative to reform shadow banking following the 2007-2008 financial crisis.
UK
27 Jan 2016
10
MiFID 2: FCA Publishes MiFID 2 Markets Consultation
Despite the continuing absence of the Commission's Level 2 legislation implementing the revised Markets in Financial Instruments Directive and Regulation (MiFID 2) package...
UK
23 Dec 2015
11
MiFID 2: The Ancillary Business Exemption
Previous articles have discussed how the MiFID 2 package takes effect (with a few exceptions) from 3 January 2017. We still await key technical measures.
European Union
18 Nov 2015
12
MiFID 2: ESMA's Second Set Of RTS
This article summarises the technical standards on MiFID 2 that ESMA sent to the European Commission on 29 September 2015
UK
9 Oct 2015
13
MiFID 2: Advising Clients – Independence, Suitability And Appropriateness
In the latest of Dentons' series of articles focusing on specific elements of MiFID 2, Emma Radmore looks at changes MiFID 2 will make to how firms give advice to clients.
UK
16 Sep 2015
14
Third-Country AIFMs: ESMA Says Slow Down
The Alternative Investment Fund Managers Directive (AIFMD) required ESMA to review, by July 2015, how the arrangements under AIFMD for marketing AIFs have worked.
European Union
4 Aug 2015
15
Financial Regulatory Developments (FReD) – 31 July 2015
FSB has published its ninth progress report on implementation of OTC derivatives market reforms.
UK
3 Aug 2015
16
Financial Regulatory Developments (FReD) - July 24, 2015
The Council has published the minutes of a meeting of the Economic and Finance Ministers (ECOFIN).
European Union
24 Jul 2015
17
Financial Regulatory Developments (FReD) – 17 July 2015
FSB has published an interim progress report on its efforts to reform the major interest rate benchmarks, and to develop and introduce alternative near risk-free interest rate benchmarks.
UK
17 Jul 2015
18
Financial Regulatory Developments (FReD) – 10 July 2015
FSB has published a summary of the terms of reference for a review of its high-level policy framework for non-bank financial entities other than money market funds.
European Union
13 Jul 2015
19
MiFID 2: Third-Country Firms
The MiFID 2 package takes effect (with a few exceptions) from 3 January 2017. We still await key technical measures.
European Union
9 Jul 2015
20
Contractual Recognition Of Bail-In
Following our article on the European Banking Authority's consultation paper on the contractual recognition of bail-in, and industry responses to it, EBA has published the Final Draft Regulatory Technical Standards.
European Union
8 Jul 2015
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