Searching Content indexed under Finance and Banking by Barnabas Reynolds ordered by Published Date Descending.
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The UK's Expanded Senior Managers And Certification Regime: Key Issues And Action Plan For Brokers, Advisers And Asset Managers
The expanded Senior Managers and Certification Regime (SM&CR), which comes into force on December 9, 2019, extends the framework regulating individuals charged
United States
16 Jul 2019
EMIR Refit: Impact Of The Reclassification Of Funds
The EU proposals to amend technical aspects of the European Market Infrastructure Regulation (EMIR), known colloquially as ‘EMIR 2.1' or ‘EMIR Refit', have been politically agreed.
European Union
15 Apr 2019
The New EU Law On Intermediate Holding Companies For Third-Country Banking Groups
Non-EU banking groups ("non-EU groups") with large EU operations will be required to establish an EU intermediate parent undertaking ("IPU") according to the final changes to the Capital Requirements
European Union
8 Apr 2019
UK's Consolidated Post-Brexit EU Legislation—Update
Shearman & Sterling today announces its publication in its Brexit Resource Center website of the U.K. post-Brexit versions of several key pieces of EU legislation and updated versions of others.
European Union
11 Mar 2019
On The Existence Of A Pan-European Reverse Solicitation Regime Under MiFID II, And Its Importance On A ‘Hard' Brexit
This client memorandum concerns a highly technical point of considerable practical importance.
European Union
26 Feb 2019
UK Post-Brexit EU Financial Services Legislation
Shearman & Sterling is today making available consolidated versions of EU legislation showing the proposed U.K. on-shored versions.
European Union
20 Nov 2018
Barney Reynolds Interviewed By Ian King Live On Sky News About Enhanced Equivalence
Partner Barnabas Reynolds, head of Shearman & Sterling's global Financial Institutions Advisory & Financial Regulatory practice, was interviewed by Ian King Live on Sky News about a U.K.-EU Brexit...
United States
12 Nov 2018
Enhanced Equivalence In The Context Of Brexit
The U.K.-EU financial services Brexit discussions are focused on refinements to the existing EU law concept of equivalence and how to make it work in the context of Brexit.
European Union
25 Oct 2018
Free Trade In UK-EU Financial Services – How Best To Structure A Brexit Free Trade Deal
There is little doubt about what would be the best picture for UK-EU free trade in financial services after Brexit.
European Union
19 Oct 2018
The Ideal US-UK Free Trade Agreement
Partner Barnabas Reynolds (London-Financial Institutions Advisory & Financial Regulatory) was a speaker and panelist at the launch in London of a paper entitled "The Ideal US-UK Free Trade Agreement
24 Sep 2018
More Pieces Of The Brexit Puzzle: Enhanced Equivalence, Transitional Regimes
Many EU and U.K. financial institutions have been waiting with bated breath for (and commencing their contingency plans without) a clear picture of what post-Brexit U.K.-EU financial services...
28 Aug 2018
European Commission Confirms No Issue With Contract Continuity On A Hard Brexit
The European Commission today published a communication addressing the possible consequences of a hard Brexit.
European Union
25 Jul 2018
Smoothing The Path For Financial Institutions On Brexit
The U.K.'s HM Treasury has set out its approach to the grandfathering of EU27 businesses on Brexit and to how existing EU financial services directives and regulations are to be adopted...
10 Jul 2018
Financial Regulatory Developments Focus — Issue 19, May 16, 2018
On May 11, 2018, the U.S. Board of Governors of the Federal Reserve System, Office of the Comptroller of the Currency and Federal Deposit Insurance Corporation published the customer due diligence and...
17 May 2018
Financial Regulatory Developments Focus — Issue 18, May 9, 2018
On May 3, 2018, the Financial Industry Regulatory Authority published amendments to FINRA Rule 3310, the anti-money laundering compliance program rule.
15 May 2018
PRIIPs And Capital Markets Transactions: A Better Way Forward?
The EU's PRIIPs Regulation (Regulation (EU) No 1286/2014) (the "PRIIPs Regulation"), which came into effect on January 1 this year, has had a significant effect on practices in the wholesale capital markets.
United States
30 Apr 2018
Regulators And Courts Clarify Virtual Currency Regulation, But Overall Framework Remains Murky
This update serves to cover virtual currency regulatory developments over the past two months in the U.S., U.K. and EU.
United States
16 Apr 2018
Annex: Forthcoming And Recent Legal And Regulatory Obligations Arising From EU Membership
Any planning must take into account how relevant forthcoming legal and regulatory changes are likely to affect the firm.
European Union
19 Mar 2018
Legal Structure Of Business Transfers
Having assessed their existing legal entity structure, client base, and options for remaining in the U.K., firms wishing to maintain current delivery methods to EU customers ...
United States
19 Mar 2018
Minimizing The Need For Relocation
Market and media commentary since the U.K.'s EU referendum has made clear that most international (particularly non-EU) institutions currently based in the U.K. have a preference ...
19 Mar 2018
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