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Searching Content indexed under Finance and Banking by Christian Faribault ordered by Published Date Descending.
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Increased Complexities For Exempt Market Filings In Canada Effective May 24, 2016
Currently, exempt market filings are filed in Ontario and British Columbia using the electronic filing systems maintained by the regulators in these provinces and in paper format in all other jurisdictions.
Canada
18 Jan 2016
2
Funds Of Funds: No French Translation Of Underlying Mutual Fund Documents In Québec
Mutual Fund families that offer fund of funds products in Québec (the "Québec Top Funds") may now be in a position to choose underlying investments in a broader pool of funds.
Canada
15 Apr 2013
3
Two Distinct Regulatory Approaches For Non-Resident Investment Fund Managers Finalized In Canada - Effective September 28, 2012.
The Canadian securities regulatory authorities are moving forward with two quite different regulatory approaches to non-resident investment fund manager (IFM) registration in Canada, notwithstanding the earlier unanimous commentary, including from BLG, that the CSA should adopt a uniform approach.
Canada
27 Jul 2012
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