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Searching Content indexed under Finance and Banking by Arthur Aufses III ordered by Published Date Descending.
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New York Appellate Court Ruling Eases Hurdle To Bringing Derivative Suits Against UK Companies In The New York Courts
On Nov. 14, 2018, a New York appellate court held that in a derivative action brought in a New York court against a company incorporated in the United Kingdom
Worldwide
5 Dec 2018
2
Supreme Court Narrows Scope Of Primary Liability In Federal Securities Fraud Actions
Over 15 years ago, in Central Bank of Denver, N.A. v. First Interstate Bank of Denver, N.A., 511 U.S.164 (1994), the Supreme Court held that Section 10(b) of the Securities Exchange Act and SEC Rule 10b-5 do not permit private civil plaintiffs to recover on an aiding and abetting theory.
United States
4 Aug 2011
3
Supreme Court Closes Door to Foreign-Cubed Securities Lawsuits in U.S. Courts
In a significant, recent ruling, the Supreme Court held in Morrison v. National Australia Bank, Ltd.1 that the U.S. securities laws do not extend to so-called "foreign-cubed" securities lawsuits.
United States
18 Aug 2010
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