Search
Searching Content indexed under Finance and Banking by Giles Elliott ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Negative Interest Rates: Autorité Des Marchés Financiers Takes Position On Information To Be Included In Bond Prospectuses
During the last decade, negative interest rates have raised concerns in the European debt capital markets landscape.
France
6 Dec 2017
2
FCA Publishes Policy Statement Setting Out Changes To The Listing Rules
The United Kingdom's Financial Conduct Authority published a policy statement on 26 October 2017 setting out certain amendments to the Listing Rules and related technical notes.
UK
6 Dec 2017
3
AIM Companies And The Legal Entity Identifier Requirement
The London Stock Exchange published AIM Notice 47 on 13 October 2017 in respect of the requirement that all AIM companies with securities admitted to trading on AIM obtain a Legal Entity Identifier code.
UK
6 Dec 2017
4
The Pre-Emption Group Publishes Monitoring Report, European Capital Markets Update
The Statement of Principles provides a framework for early and effective dialogue, and the monitoring report suggests that the principles generally have been followed.
UK
5 Dec 2017
5
Further Implementation Of The Market Abuse Regulation, European Capital Markets Update
On 31 July 2017, a new law was adopted to further implement and ensure the effectiveness of Regulation 596/2014 on market abuse
Belgium
5 Dec 2017
6
New Category Of Debt Securities: Senior Non-Preferred Notes, European Capital Markets Update
On 20 July 2017, Belgium adopted legislation establishing senior non-preferred notes, a new category of debt securities available to banking institutions.
Belgium
5 Dec 2017
7
FCA Publishes Two Papers On The Effectiveness Of UK Primary Markets
On 14 February 2017, the FCA published two papers as a part of this review.
UK
24 May 2017
8
FCA Announces Review On Availability Of Information Before IPO
On 1 March 2017, the FCA published a consultation paper proposing a number of policies aimed at improving the information made available to investors during the initial public offering ("IPO")process.
UK
24 May 2017
9
Tesco To Pay Compensation Of £85 M And Further Fine Of £129 M For Market Abuse
On 28 March 2017, the FCA announced that Tesco plc and Tesco Stores Limited ("Tesco") had agreed to committing market abuse in relation to a trading update published on 29 August 2014.
UK
22 May 2017
10
FCA Proposes Changes To The Prospectus Rules In Its Quarterly Consultation Paper
In its quarterly consultation paper (CP17/6) published on 3 March 2017, the FCA proposed specific amendments to the Prospectus Rules in anticipation of the entry into force of the new Prospectus Regulation.
UK
22 May 2017
11
European Commission Consults On Operations Of European Supervisory Authorities
On 21 March 2017, the European Commission published a consultation paper on the operations of the European Supervisory Authorities ("ESAs").
European Union
22 May 2017
12
Y2K Or Reverse Big Bang?
The prospect of financial services firms relocating significant parts of their businesses to other cities in Europe has wide-ranging implications.
European Union
2 Aug 2016
13
The Code Committee's Review of Takeover Regulation in the U.K.
The takeover of Cadbury plc by Kraft Foods Inc. in early 2010 prompted widespread public discussion about the regulation of UK takeovers.
UK
7 Jan 2011
14
The Code Committee's Review of Takeover Regulation in the U.K.
The takeover of Cadbury plc by Kraft Foods Inc. in early 2010 prompted widespread public discussion about the regulation of UK takeovers.
UK
22 Nov 2010
15
Capital Markets Update - February 2009
In November 2008, the Treasury published 'A Report to the Chancellor of the Exchequer: by the Rights Issue Review Group' which proposed a series of far-reaching reforms to the rights issue process. Rights issues in the UK currently take at least 39 days, but if the proposals in the report are implemented this would fall almost immediately to 32 days, and for many issues to 16 days.
UK
3 Mar 2009
16
UK And French Proposals On Reporting Of Large Shareholdings In Listed Companies
On October 23, 2008, both the United Kingdom Financial Services Authority (the "FSA") and the French Autorité des marchés financiers (the "AMF") published much-awaited proposals with respect to reporting of large shareholdings in listed companies.
UK
11 Nov 2008
Links to Result pages
 
1