Search
Searching Content indexed under Finance and Banking by Renee Phillips ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Regulators Offer Insights Into SEC, CFTC, And OSHA Whistleblower Program's Trends And Priorities
On July 16, 2019, three prominent whistleblower law regulators spoke at PLI's Corporate Whistleblowing in 2019, which was co-chaired by Orrick partners Mike Delikat and Renee Phillips.
United States
6 Aug 2019
2
Inside-Out: CFTC Enhances Whistleblower Award For Internal Reporting
On May 6th, the Commodity Futures Trading Commission ("CFTC") announced that it made a whistleblower award of approximately $1.5 million to an individual whistleblower. The individual provided information that assisted
United States
6 Jun 2019
3
Can You Hear The Whistle Blowing Outside: CFTC Makes First Ever Whistleblower Award To Company Outsider
The U.S. Commodity Futures Trading Commission (CFTC) announced earlier this month that it had awarded more than $2 million to an individual who provided "critical information through independent analysis of market data".
United States
21 Mar 2019
4
Commodity Whistleblowers May Hit The Jackpot: Enhanced Bounty Rules In The Works
The Commodity Futures Trading Commission ("CFTC") is proposing amendments to its Dodd-Frank whistleblower regulations to bring them more in line with the SEC's whistleblower bounty program.
United States
8 Sep 2016
5
Germany's Financial Regulator Establishes New Whistleblower Platform
Last week, Germany's Financial Supervisory Authority unveiled a centralized platform for receiving whistleblower complaints, including anonymous complaints, of alleged violations of supervisory provisions within the financial sector.
Germany
15 Jul 2016
6
SEC Charges Hedge Fund Adviser With Whistleblower Retaliation Under Dodd-Frank
On June 16, 2014, the SEC issued its first-ever charge of whistleblower retaliation under section 922 of the Dodd-Frank Act.
United States
25 Jun 2014
7
U.S. Commodity Futures Trading Commission Issues First Whistleblower Award
The U.S. Commodity Futures Trading Commission issued its first award to a whistleblower under its Dodd-Frank bounty program.
United States
29 May 2014
8
Commodity Futures Trading Commission Issues First Whistleblower Award
On Monday, May 19, 2014, the Commodity Futures Trading Commission issued its first award to a whistleblower under its Dodd-Frank bounty program.
United States
23 May 2014
Links to Result pages
 
1