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Searching Content indexed under Finance and Banking by Stephen Hancock ordered by Published Date Descending.
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Financial Services Trade Associations Urge HM Treasury To Recognize EEA Derivatives Trading Venues In Event Of No-Deal Brexit
A number of key UK, EU and international financial services trade associations published a letter (dated April 5) to HM Treasury on the equivalence of European Economic Area (EEA)
European Union
1 May 2019
2
Newly Launched MAPS Consults On National Strategy For Money And Pensions
On April 8, the Money and Pensions Service (MAPS) published a press release announcing its official launch, and a listening document on a national strategy for money and pensions and MAPS' three-year corporate plan.
United States
1 May 2019
3
PRA Consults On Revisions to Branch Returns For International Banks
On April 8, the Prudential Regulation Authority (PRA) published a consultation paper (CP8/19) on the revision of the branch return for international banks.
United States
1 May 2019
4
European Commission Consults On Effectiveness of DMD
The European Commission has launched a consultation relating to its evaluation of the Distance Marketing of Financial Services Directive (2002/65/EC) (DMD).
European Union
1 May 2019
5
UK And US Authorities Release Statement On Post-Brexit Continuity Of Derivatives Trading And Clearing
On February 25, the Bank of England (BoE), the Financial Conduct Authority (FCA) and the US Commodity Futures Trading Commission (CFTC) published a joint statement.
Worldwide
13 Mar 2019
6
FCA Publishes Findings Of Its Multi-Firm Review Into MiFID II Costs And Charges Disclosures
The FCA has published a new webpage setting out the key findings of its multi-firm supervisory review of MiFID II costs and charges disclosure.
United States
13 Mar 2019
7
BCBS Publishes Report On Outcome Of February 2019 Meeting
From the February 27 to 28 meeting, the Basel Committee on Banking Supervision (BCBS) has published this press release with the outcome.
European Union
13 Mar 2019
8
Draft Electronic Commerce And Solvency 2 (Amendment Etc.) (EU Exit) Regulations 2019 Laid Before Parliament
A draft version of the Electronic Commerce and Solvency 2 (Amendment etc.) (EU Exit) Regulations 2019 has been laid before Parliament, alongside a draft explanatory memorandum.
UK
13 Mar 2019
9
EBA Publishes Final Guidelines On Exposures Associated With High Risk Under CRR
On January 17, the European Banking Authority ("EBA") published its final report (EBA/GL/2019/01) on guidelines on the specification of types of exposures to be associated with high risk
United States
28 Jan 2019
10
ECA Publishes A Communication On Access To ECB Banking Supervision Documents And Information
On January 14, the European Court of Auditors ("ECA") published a communication to the European Parliament on the European Central Bank's ("ECB") position on the ECA's access to audit documents
United States
28 Jan 2019
11
ECON Reports On Proposed Omnibus Directive And Proposed Regulation Amending ESRB Regulation
On January 14, the European Parliament's Economic and Monetary Affairs Committee ("ECON") published the following reports relating to the European Commission's legislative proposals ...
United States
28 Jan 2019
12
EIOPA Publishes Call For Evidence On Integration Of Sustainability Risks In Solvency II
On January 17, the European Insurance and Occupational Pensions Authority ("EIOPA") published a call for evidence on the integration of sustainability risks and factors in the prudential assessment
United States
28 Jan 2019
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