Search
Searching Content indexed under Finance and Banking by Ryan J. Andreoli ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Second Circuit Breathes New Life Into Conduct And Effects Test
The common thread that seems to explain the Second Circuit's divergent decisions in Brent Crude and Choi is the location of the alleged misconduct.
United States
16 Oct 2019
2
CFTC Issues First Ever Enforcement Manual
The Enforcement Manual is intended to guide the work of the DOE and increase transparency
United States
17 May 2019
3
CFTC Issues Advisory On Self-Reporting Of Foreign Corrupt Practices For Non-Registrants
The Advisory also signals a new area of interest for the CFTC, which had previously not asserted jurisdiction over violations of the Foreign Corrupt Practices Act.
United States
26 Mar 2019
4
Second Circuit Concludes Commodity Exchange Act Claims Accrue When Plaintiffs Learn Of Their Injuries
Thus, the statute of limitations began to run in 2008 and expired several years before the plaintiff filed her claims.
United States
15 Mar 2019
5
CFTC Announces Examination Priorities For 2019
The CFTC indicated that it anticipates publishing Examination Priorities on an annual basis going forward.
United States
7 Mar 2019
6
Commodity Exchange Act: Key Decisions From 2018 And Enforcement Trends To Monitor In 2019
2018 was an interesting year for market participants subject to the Commodity Exchange Act ("CEA"), with federal appellate courts issuing three noteworthy decisions involving claims under the CEA.
United States
4 Feb 2019
7
Trial Loss Unlikely To Significantly Alter CFTC Efforts To Police Market Manipulation
Judge Richard Sullivan of the Southern District of New York ("SDNY") recently issued a post-trial decision in a market manipulation action brought by the Commodity Futures Trading Commission ("CFTC") in 2013.
United States
2 Jan 2019
8
CFTC Announces Insider Trading Task Force And New Insider Trading Case
Commodity brokerage firms need to be vigilant as the CFTC signals increased policing and prosecution of insider trading.
United States
17 Oct 2018
9
Recent Second Circuit Decisions Assess Territorial Reach Of Securities And Commodities Laws
In the landmark Morrison decision in 2010, the U.S. Supreme Court held that Section 10(b) of the Securities Exchange Act of 1934 does not apply extraterritorially, and that the statute...
United States
10 Jul 2018
Links to Result pages
 
1