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Searching Content indexed under Finance and Banking by Jennifer Oosterbaan ordered by Published Date Descending.
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SEC Proposes Modifications To Cross-Border Application Of Security-Based Swaps Regime
The Securities and Exchange Commission (SEC) continues to take steps toward implementation of its security-based swap (SBS) dealer registration framework. A particular area of concern for market participants has been
United States
5 Sep 2019
2
CFTC Proposes Amendments To DCO Core Principle Regulations
The Commodity Futures Trading Commission (CFTC) has proposed a series of changes to its general regulations governing derivatives clearing organizations (DCOs).
United States
12 Jul 2019
3
CFTC Proposes Updated Swap Data Reporting Regulations
The Commodity Futures Trading Commission (CFTC) has proposed the first installment of a series of amendments to its rules relating to swap data repositories (SDRs)
United States
27 Jun 2019
4
ISDA Proposes Amendments To The 2014 ISDA Credit Derivatives Definitions Relating To Narrowly Tailored Credit Events
On March 6, 2019, the International Swaps and Derivatives Association (ISDA) published proposed amendments to the 2014 ISDA Credit Derivatives Definitions relating to so-called NTCEs.
United States
29 Apr 2019
5
CFTC Considers Revamp Of SEF Regulatory Framework
Toward the end of 2018, the Commodity Futures Trading Commission (CFTC) proposed significant revisions to the framework governing swap trading through swap execution facilities (SEFs)
United States
12 Feb 2019
6
CFTC Chair Authors White Paper On Cross-Border Swaps Regulation Reform
On 1 October 2018 Commodity Futures Trading Commission (CFTC) Chair J Christopher Giancarlo released a white paper recommending potential reforms ...
United States
26 Oct 2018
7
NFA Adopts Disclosure Requirements For Members Engaging In Virtual Currency Activities
The National Futures Association (NFA) has adopted an interpretive notice that requires futures commission merchants, introducing brokers ...
United States
14 Sep 2018
8
CFTC Proposes Amendments To Margin Segregation Requirements For Swap Dealers And Major Swap Participants
On 24 July 2018 the Commodity Futures Trading Commission (CFTC) proposed amendments to certain requirements for swap dealers and major swap participants to notify counterparties ...
United States
29 Aug 2018
9
Regulators And Courts Clarify Virtual Currency Regulation, But Overall Framework Remains Murky
This update serves to cover virtual currency regulatory developments over the past two months in the U.S., U.K. and EU.
United States
16 Apr 2018
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