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Searching Content indexed under Finance and Banking by Mark Kornfeld ordered by Published Date Descending.
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2016 Year-End Securities Litigation And Enforcement Highlights
Welcome to the 2016 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
10 Feb 2017
2
This Is Not A Test: The CFTC Joins The SEC And IRS In Awarding Substantial Whistleblower Bounties
The Dodd-Frank Wall Street Reform and Consumer Protection Act, signed into law in 2010 and referred to as Dodd-Frank, promised to improve accountability and transparency in the financial system.
United States
19 Apr 2016
3
Hedge Funds: A Look Toward 2016
BakerHostetler's Hedge Fund Industry Practice hosted a program called "Hedge Funds: A Look Toward 2016" at the New York Yacht Club that was attended by over 60 industry participants.
United States
13 Jan 2016
4
2015 Mid-Year Securities Litigation And Enforcement Highlights
Welcome to the 2015 Mid-Year Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
7 Aug 2015
5
A Further Harbinger On The Application Of SLUSA
On March 30, 2015, the U.S. District Court for the Southern District of New York dismissed claims in a putative class action against New York-based hedge fund manager Philip A. Falcone, his advisory firm Harbinger Capital Partners, and its affiliates.
United States
24 Apr 2015
6
The Boundaries For Insider Trading Prosecutions See A Resurgence: The 1980s Are Back!
In a closely followed appeal, the United States Court of Appeals for the Second Circuit on December 10, 2014, delivered an important decision in United States v. Newman
United States
31 Dec 2014
7
2014 Mid-Year Report Securities Litigation And Regulatory Enforcement
We issue this Securities Litigation and Regulatory Enforcement Report at mid-year and shortly after year-end.
United States
5 Aug 2014
8
The Falcone Settlement: A Harbinger Of Things To Come?
On August 19, 2013, the Securities and Exchange Commission announced that New York-based hedge fund adviser Philip A. Falcone and his advisory firm Harbinger Capital Partners agreed to a settlement.
United States
11 Sep 2013
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