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Searching Content indexed under Finance and Banking by Dillon Eustace ordered by Published Date Descending.
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1
Central Bank Revises Certification Regime For UCITS Investing In Financial Indices
In October of 2018, the Central Bank published new guidance in which it confirmed that it would no longer require certain financial indices to be submitted for review prior to a UCITS fund investing in such financial indices.
Ireland
8 Aug 2019
2
Investment Firms Quarterly Legal And Regulatory Update - October 2018 To December 2018
On 29 October 2018, the Markets in Financial Instruments Act 2018 (the "2018 Act") was enacted.
Ireland
17 Jan 2019
3
Funds Quarterly Legal And Regulatory Update 1 October 2018 – 31 December 2018
On 8 October 2018, the Central Bank published revised guidance (the "Guidance") on the use of financial indices by UCITS.
Ireland
15 Jan 2019
4
Funds Quarterly Legal And Regulatory Update 1 April 2018 – 30 June 2018
On 24 May 2018, the Central Bank published the revised UCITS checklist which provides the application forms to be completed where a UCITS seeks to submit their application for authorisation through Orion.
Ireland
13 Jul 2018
5
Investment Firms Quarterly Legal And Regulatory Update 1 January - 31 March 2018
Central Bank publishes a second edition of the Central Bank Investment Firm Regulations
Ireland
23 Apr 2018
6
Funds Quarterly Legal And Regulatory Update 1 January - 31 March 2018
During the period 1 January 2018 to 31 March 2018, the Central Bank published the Twenty-Second Edition of the Central Bank UCITS Question & Answers
Ireland
13 Apr 2018
7
MiFID II Transaction Reporting
The three main reasons for requiring that details of transactions in financial instruments be reported to competent authorities are that transaction reporting enables the competent authorities:
Ireland
19 Oct 2017
8
Funds Quarterly Legislative Update June To September 2017
The Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Undertakings for Collective Investment in Transferable Securities) (Amendment) Regulations 2017, S.I. No. 344 of 2017...
Ireland
13 Oct 2017
9
A Guide To Selling Irish Regulated Investment Funds In Asia
Ireland, over the last quarter of a century has become a major hub for cross-border distribution. It is one of the leading EU "exporting" jurisdictions for investment funds
Ireland
17 Aug 2017
10
MiFID II Product Governance
MiFID II brings with it many challenges, one of which is the new product governance regime which aims to ensure that manufacturers and distributors of investment products act...
Ireland
28 Jun 2017
11
Funds Quarterly Legislative Update 1 October - 31 December 2016
On 13 October 2016, Commission Delegated Regulation (EU) 2016/438 regarding the obligations of UCITS funds, their relevant management companies and their depositaries...
Ireland
13 Jan 2017
12
Bringing ETFs To Market - Listings In Europe - November 2016
It has been 16 years since the first ETF came to market in Europe. Assets under management in the European ETF market reached €473.6 billion at the end of July 2016.
Ireland
25 Nov 2016
13
A Guide To UCITS ETFs In Ireland - November 2016
There has been dramatic growth in recent years both in terms of the size of the ETF market and the number of products available in the market.
Ireland
21 Nov 2016
14
Investment Firms Quarterly Legal And Regulatory Update
On 25 July 2016, the European Securities and Markets Authority ("ESMA") published an updated questions and answers document (the "Q&A") on the application of MiFID to the marketing and sale...
Ireland
24 Oct 2016
15
Insurance Quarterly Legal And Regulatory Update 1 July To 30 September 2016
On 18 July 2016, the European Commission issued a formal request to EIOPA for technical advice on the review of specific items in the Solvency II Delegated Regulation ((EU) 2015/35).
European Union
17 Oct 2016
16
How To Set Up A UCITS Management Company In Ireland
EU law provides that an entity which manages an EU based UCITS requires an authorisation to do so. Such an entity is known as a UCITS Management Company ("UCITS ManCo").
Ireland
7 Oct 2016
17
How To Set Up An AIFM In Ireland
Since mid-2013, EU law has provided that an entity which either
Ireland
6 Sep 2016
18
Investment Firms Quarterly Legal And Regulatory Update 1 April 2016 To 30 June 2016
On 7 April 2016, the European Securities and Markets Authority published a summary of the key findings of its recent peer review regarding compliance with the MiFID suitability requirements.
Ireland
20 Jul 2016
19
Funds Quarterly Legal And Regulatory Update - 1 April 2016 To 30 June 2016
On 2 June 2016 the Central Bank published an updated UCITS Q&A document (the "Q&A"), setting out answers to queries likely to arise in relation to UCITS.
Ireland
18 Jul 2016
20
Market Abuse A New Regime For Investment Funds
Following on from our earlier publication in relation to the new Market Abuse Regime, the Market Abuse Regulation (EU 596/2014 - 'MAR') and the Market Abuse Directive on criminal sanctions...
Ireland
13 Jul 2016
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