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Searching Content from United States indexed under Finance and Banking ordered by Published Date Descending.
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1
Distressed Condominium Act: Mitigating The Legislative Risks
The Distressed Condominium Relief Act ("DCRA") is currently set to expire on July 1, 2018. More specifically, effective July 1, 2018, acquirers of distressed condominium units will no longer be eligible ...
United States
16 Feb 2018
2
US Board Of Governors Of The Federal Reserve System Issues Cease-And-Desist Order Against Large US Financial Institution
On February 1, 2018, the OCC and the U.S. Board of Governors of the Federal Reserve System released the 2018 scenarios for the Dodd-Frank Act Stress Test (DFAST) ...
United States
16 Feb 2018
3
US Federal Financial Regulators Propose Amendments To Swap Margin Rule
On February 5, 2018, the U.S. Office of the Comptroller of the Currency, the U.S. Board of Governors of the Federal Reserve System, the U.S. Federal Deposit Insurance Corporation, the U.S. Farm Credit Administration ...
United States
16 Feb 2018
4
Financial Regulatory Developments Focus - February 14, 2018
On February 6, 2018, the European Securities and Markets Authority published a final report and final draft Implementing Technical Standards on forms and procedures for cooperation of National Regulators ...
United States
16 Feb 2018
5
New Fed Chair Vows Vigilance In Preserving Financial Stability
Chair of the Board of Governors of the Federal Reserve System ("FRB") Jerome H. Powell pledged to preserve the "essential" financial regulatory gains made ...
United States
16 Feb 2018
6
CFTC Budget Request Includes Derivatives User Fees
The CFTC requested a budget of $281.5 million for fiscal year 2019. This is the same amount requested in FY 2018 and a $31.5 million increase over the request in FY 2017.
United States
16 Feb 2018
7
SEC Proposes Modernization And Simplification Of Disclosure
On 11 October 2017, the U.S. Securities and Exchange Commission (SEC) proposed certain amendments to Regulation S-K to simplify and streamline disclosures made by public ...
United States
16 Feb 2018
8
Blockchain Is Not Disruptive
What do you do when Africa's richest man, Aliko Dangote, publicly says that he is not in favour of investing in a fintech start-up and would rather invest in agriculture?
United States
16 Feb 2018
9
SEC Grants Principles-Based Section 3(c)(5)(C) Relief
Over time, the Staff has provided guidance to mortgage REITs in the form of no-action letters regarding the types of securities that it deems to be qualifying assets.
United States
16 Feb 2018
10
CFTC Commissioner Highlights Market Risk Advisory Committee Priorities
CFTC Commissioner Rostin Behnam provided his perspective on 2018 priorities for the Market Risk Advisory Committee ("MRAC").
United States
16 Feb 2018
11
FINRA Proposes Examination Revisions
The proposed amendments to the examinations do not affect any FINRA rules or by-laws.
United States
15 Feb 2018
12
FinCEN Updates List Of Jurisdictions With AML/CFT Regime Deficiencies - Feb 2018
The "FATF Public Statement," which was published on November 3, 2017, identifies jurisdictions that are subject to its call for countermeasures or are subject to enhanced due diligence due to their strategic AML/CFT deficiencies.
United States
15 Feb 2018
13
Risk Retention Rule Overturned For Open-Market CLO Managers: Implications For Managers And Investors
On February 9, 2018, a three-judge panel of the United States Court of Appeals for the District of Columbia Circuit (the "D.C. Circuit Court") invalidated the credit risk retention rule, 79 Fed. Reg. 77,601...
United States
15 Feb 2018
14
Real Property, Financial Services, & Title Insurance Update: Week Ending February 9, 2018
Deficiency: a deficiency action is not an action to collect a consumer debt and, therefore, section 559.715, Florida Statutes, requiring 30 days' notice before any action to collect the debt...
United States
15 Feb 2018
15
Market Update: Delayed Draw Term Loans
Historically, delayed draw term loans ("DDTLs") were generally seen in the middle market, non-syndicated world of leveraged loans. DDTLs were used in bespoke arrangements ...
United States
15 Feb 2018
16
Top Federal Securities And Commodities Regulators Testify On Virtual Currency Regulation Before Senate Committee
Chairman Jay Clayton of the SEC and Chairman J. Christopher Giancarlo of the CFTC on February 6, 2018 discussed the role of their respective agencies with respect to regulatory oversight of virtual currencies.
United States
15 Feb 2018
17
Financial Regulatory Developments Focus – November 15, 2017
On November 8, 2017, Acting Comptroller of the US Office of the Comptroller of the Currency Keith Noreika questioned the US regulatory requirement for banks to maintain a separation between banking and commerce.
United States
15 Feb 2018
18
US Regulator Warns EU About Proposed Extraterritorial Overreach
On November 6, 2017, Commodity Futures Trading Commission Chairman J. Christopher Giancarlo authored an opinion piece in the Wall Street Journal warning of potential consequences ...
European Union
15 Feb 2018
19
European Commission Consults On Measures To Address Non-Performing Loan Build-Up In The EU
On November 10, 2017, the European Commission launched a consultation on proposals for statutory prudential backstops to address insufficient provisioning for newly originated loans that turn into non-performing loans.
European Union
15 Feb 2018
20
Deadline Approaching Under NY Cybersecurity Regulations
If your company is one of the broad group of businesses licensed by the New York Department of Financial Services (NY DFS), a very important deadline is bearing down on February 15.
United States
14 Feb 2018
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