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Searching Content from United States indexed under Finance and Banking ordered by Published Date Descending.
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1
Cadwalader Attorneys Analyze EU Securitization Regulation
On November 30, 2018, the European Banking Authority, the European Securities and Markets Authority ("ESMA") and the European Insurance and Occupational Pensions Authority ...
European Union
11 Dec 2018
2
ISDA Provides Guidance For OTC Transactions During Dec. 5 Market Closures
ISDA provided guidance on the operation of OTC derivatives transactions affected by the closure of certain U.S. markets on Wednesday, December 5, 2018
United States
11 Dec 2018
3
FINRA Provides Guidance On Market Closings
FINRA provided guidance on whether dates that securities markets unexpectedly close for business should be considered as either a regular business day ...
United States
11 Dec 2018
4
MSRB To Update EMMA Website And Host Free Webinar Regarding SEC Disclosure Requirements
The MSRB will update its Electronic Municipal Market Access ("EMMA") website to accept and display two new municipal securities disclosure types ...
United States
11 Dec 2018
5
Why Does My Company Need An Independent Director?
Many companies will create a special-purpose vehicle (SPV) for a financing transaction when they want to isolate assets from their own credit risk.
United States
11 Dec 2018
6
IRS Extends Transition Relief For New Escheated IRA Tax Withholding, Reporting Rules
In Notice 2018-90, the Internal Revenue Service extends the transition relief period for the new escheated IRA federal income tax withholding and reporting rules by one year.
United States
11 Dec 2018
7
New CFTC Pursues New Priorities But Old Challenges Linger
On August 28, 2018, the US Senate confirmed Dan Berkowitz (D) and Dawn Stump (R) as Commissioners of the US Commodity Futures Trading Commission ("CFTC" or "Commission").
United States
10 Dec 2018
8
Clayton Reviews 2019 Regulatory Priorities And Risks The SEC Is Monitoring
One of the key initiatives for 2019 identified Clayton was improving the proxy process.
United States
10 Dec 2018
9
Government Issues Proposed Regulations On Business Interest Expense Deduction Limitation: Overview And Impact On Leveraged Finance Market
On November 26, 2018, the Treasury Department and the Internal Revenue Service issued highly-anticipated regulations regarding the new section 163(j) limitation on business interest deductions.
United States
10 Dec 2018
10
SEC Expands Safe Harbor To Promote Research On Investment Funds
On November 30, 2018, the SEC adopted a new rule establishing a non-exclusive research report safe harbor for unaffiliated brokers or dealers that publish or distribute research reports regarding qualifying investment funds.
United States
10 Dec 2018
11
Treasury Department Proposes Regulations On Business Interest Expense Limitation
The IRS released temporary guidance about the new interest expense limitation in April. Now, proposed regulations have been published that significantly expand on the temporary guidance.
United States
10 Dec 2018
12
CFTC Market Risk Advisory Committee Debates Clearinghouse And Vendor Risk Management
The CFTC Market Risk Advisory Committee debated clearinghouse and vendor risk management issues in the Committee's third and last meeting of 2018.
United States
10 Dec 2018
13
CFTC Commissioner Quintenz Encourages China To Adopt U.S. Approach To Derivatives Markets
Mr. Quintenz explained that the growth of China's futures markets has been critical to its economic rise.
United States
10 Dec 2018
14
Treasury Official Describes Evolving AML/CFT Framework
Treasury Official Describes Evolving AML/CFT Framework.
United States
10 Dec 2018
15
Virginia Code Amended To Clarify Post-Foreclosure Eviction Process: Codifies Recovery Of Rent From Date Of Foreclosure Sale And Allows Recovery Of Damages And Attorneys' Fees
The tenancy may be terminated by giving a written notice to vacate three days prior to the effective termination date.
United States
10 Dec 2018
16
Mulvaney's BCFP One Year Later: Change And Continuity
Just one year ago, as you were contemplating what to do with your leftover Thanksgiving turkey, a storm was brewing at the agency formerly known as the Consumer Financial Protection Bureau.
United States
10 Dec 2018
17
Real Property, Financial Services, & Title Insurance Update: Week Ending November 23, 2018
Reverse Mortgage / Statute of Limitations: as a matter of first impression, statute of limitations for enforcing reverse mortgage begins on date the note matures, notwithstanding earlier-death of borrower...
United States
10 Dec 2018
18
Real Property, Financial Services, & Title Insurance Update: Week Ending November 16, 2018
Derivative v. Direct Action / Standing: individual member of LLC not entitled to sue title company for breach of fiduciary duty because right to sue belonged to LLC
United States
10 Dec 2018
19
IOSCO Finds That Regulators Are Making Progress On Commodity Derivatives
IOSCO found that members have made "substantial progress" towards achieving full compliance, and, in certain instances, have improved their implementation of the Principles for the Regulation and Supervision of Commodity Derivatives Markets (the "Principles").
United States
10 Dec 2018
20
CFTC Chair Reviews Findings From Study On Exchange-Traded Treasury Futures Contracts And Cash Securities
CFTC Chair J. Christopher Giancarlo reviewed the findings of a recent study by the Office of the Chief Economist of the CFTC on the relative liquidity of exchange-traded futures contracts and cash securities in the U.S. Treasury market.
United States
10 Dec 2018
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