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Searching Content from United States indexed under Finance and Banking ordered by Published Date Descending.
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1
How Banks And Regulators Are Already Re-shaping GDPR Requirements – Seven Lessons For You
How Banks and Regulators are Already Re-shaping GDPR Requirements – Seven Lessons for You.
European Union
23 Apr 2019
2
How To Value A Solar Development Pipeline (Part 4 Of 4)
This year will break records. More gigawatts of solar will be installed than in any year before.
United States
23 Apr 2019
3
Senate Confirms New FHFA Director
The U.S. Senate, by a 52-44 party-line vote, confirmed Mark Calabria as Director of the Federal Housing Finance Agency ("FHFA"). Mr. Calabria will succeed FHFA Acting Director Joseph Otting.
United States
23 Apr 2019
4
FINRA Provides Guidance On Communications Regarding Departing Registered Representatives
FINRA issued a notice providing members with guidance on customer communications with respect to departing registered representatives.
United States
23 Apr 2019
5
CFTC Staff Grants Brexit-Related No-Action Relief
The CFTC staff granted Brexit-related no-action relief intended to preserve the status quo following Brexit.
United States
23 Apr 2019
6
SEC Grants Relief To Collective Trust Funds Accepting Assets Of Certain Puerto Rico Retirement Plans
The SEC Division of Investment Management granted no-action relief, allowing certain Puerto Rico retirement plans to participate in "bank-maintained" collective trust funds without requiring the trust to register...
United States
23 Apr 2019
7
Lawmakers Reintroduce Companion STATES Act To Clarify Cannabis Treatment Under Federal Law
Late last week, a bipartisan team of lawmakers reintroduced the Strengthening the Tenth Amendment Through Entrusting States Act (the "STATES Act") in the Senate and House of Representatives.
United States
23 Apr 2019
8
SEC Approves NYSE Amendments To Price Requirements
On March 20, 2019, the SEC approved a NYSE rule modifying the price requirements that companies must meet to avail themselves of certain exceptions from the NYSE shareholder approval requirements.
United States
23 Apr 2019
9
European Money Markets Institute Announces Consultation On Euro Overnight Index Average Methodology Changes
On March 20, the European Money Markets Institute (EMMI), the administrator of the euro overnight index average (EONIA) ...
United States
23 Apr 2019
10
FCA Identifies Residual Risks Remaining In Event Of No-Deal Brexit
On March 21, the Financial Conduct Authority (FCA) published a speech given by Nausicaa Delfas, FCA Executive Director of International, on Brexit.
United States
23 Apr 2019
11
Technology Service Provider Contracts With Banks
Mindful of the growing reliance by financial institutions on technology service providers, the FDIC issued a Financial Institution Letter this week identifying gaps, particularly involving business continuity...
United States
23 Apr 2019
12
How To Value A Solar Development Pipeline (Part 3 Of 4)
When gazing into a solar pipeline, it's easy to lose oneself.
United States
23 Apr 2019
13
Federal Register: FDIC Proposes Better Process For Deposit Insurance Determinations
The FDIC proposal to amend Part 330 ("Deposit Insurance Coverage") was published in the Federal Register.
United States
23 Apr 2019
14
ICI Opposes NY State Bills To Reduce Rebate Of Stock Transfer Sales Tax
The Investment Company Institute ("ICI") expressed opposition to New York State bills that would reduce the rebate of stock transfer sales tax from 100 percent to 60 percent.
United States
23 Apr 2019
15
FINRA Notifies Members Of Fee Rate Increase For FY 2019
FINRA issued a notice informing member firms that the fee rate for certain securities transactions on exchanges and in the OTC markets will increase from $13 to $20.70 per million dollars in transactions.
United States
23 Apr 2019
16
Agencies Update FAQ On New Credit Losses Accounting Standard
The Federal Reserve Board, the Office of the Comptroller of the Currency ("OCC"), the FDIC and the National Credit Union Administration updated its FAQ on the new credit losses accounting standard.
United States
23 Apr 2019
17
FRB Approves Changes To Policy On Intraday Credit To U.S. Branches And Agencies Of FBOs
The Federal Reserve Board ("FRB") approved changes to its Payment System Risk Policy relating to intraday credit that is available to U.S. branches and the agencies of foreign banking organizations ("FBOs").
United States
23 Apr 2019
18
CFTC Chair Outlines Path For Effective U.S.-European Regulatory Cooperation
CFTC Chair J. Christopher Giancarlo identified elements of successful regulatory and supervisory cooperation between the United States and Europe:
United States
23 Apr 2019
19
HFSC Subcommittee Evaluates Bills Intended To "Hold Executives Accountable"
The Investor Protection, Entrepreneurship, and Capital Markets subcommittee of the HFSC held a hearing to consider six legislative proposals intended to "hold public company executives accountable to both investors...
United States
23 Apr 2019
20
Legal Update: Section 956's "Deemed Dividend" Rules: An Update For Lenders On Proposed Changes
Section 956 of the US Internal Revenue Code ("Section 956") has historically loomed large in the context of finance transactions because it limited the ability of US borrowers to use overseas assets
United States
23 Apr 2019
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