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Searching Content from United States indexed under Finance and Banking ordered by Published Date Descending.
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1
Senate Votes To Roll Back Auto Industry Lending Guidance From Consumer Financial Protection Bureau
On April 18, the Senate narrowly passed a resolution to roll back certain guidance issued by the Consumer Financial Protection Bureau in 2013 pertaining to auto lending.
United States
24 Apr 2018
2
CFTC Grants CPO Relief From Annual Report Filing Requirement
CFTC Grants CPO Relief From Annual Report Filing Requirement
United States
24 Apr 2018
3
FRB Governor Advocates For Cyclical Protections In Event Of Economic Downturn
Board of Governors of the Federal Reserve System ("FRB") Governor Lael Brainard urged the FRB and banking institutions to "safeguard" capital and liquidity protections as cyclical pressures increase.
United States
24 Apr 2018
4
Senate Votes To Repeal CFPB Auto-Loan Financing Regulatory Guidance
The U.S. Senate voted to repeal Consumer Financial Protection Bureau ("CFPB") regulatory guidance on auto-loan financing, which purported to regulate discriminatory dealer markups on car loans to consumers.
United States
24 Apr 2018
5
SEC Releases Proposed Adviser Conduct Standard And Request For Comment On Enhancing Adviser Regulations
The Adviser Conduct Proposal reaffirms that the Advisers Act fiduciary duty derives from common law principles.
United States
24 Apr 2018
6
SEC Proposes New Standards Of Conduct For Broker-Dealers And Investment Advisers
On April 18, the SEC voted four to one to propose new standards of conduct for broker-dealers (BDs) and investment advisers (IAs).
United States
24 Apr 2018
7
Client Protection At The Heart Of MiFID II
To create long-term viable businesses, investment firms must provide products that serve clients' needs.
European Union
24 Apr 2018
8
Director Of Us Office Of Foreign Assets Control, John E. Smith, To Step Down
On April 12, 2018, the U.S. Department of the Treasury announced that John E. Smith will be stepping down as director of the U.S. Office of Foreign Assets Control in early May 2018.
United States
24 Apr 2018
9
UK Financial Conduct Authority Consults On Ex Post Impact Evaluation
On April 9, 2018, the FCA published a discussion paper on its proposed approach to using ex post impact evaluation to assess the impact of its work on consumers, firms and markets.
United States
24 Apr 2018
10
International Standard Setters Publish Framework For Supervisory Stress Testing Of Multiple CCPs
On April 10, 2018, the Committee on Payments and Market Infrastructures and the International Organization of Securities Commissions published a Framework ...
United States
24 Apr 2018
11
Final Global Technical Guidance On Critical OTC Derivatives Data Published
On April 9, 2018, the Committee on Payments and Market Infrastructures and the Board of the International Organization of Securities Commissions published final Technical Guidance ...
United States
24 Apr 2018
12
Financial Regulatory Developments Focus - Apr 19, 2018 Issue 15/2018
On April 11, 2018, the U.S. Board of Governors of the Federal Reserve System and U.S. Office of the Comptroller of the Currency published a joint notice of proposed rulemaking ...
United States
24 Apr 2018
13
Two US Banking Regulators Propose Amendments To Supplementary Leverage Ratio Calculations For GSIBS And Their Insured Depository Institution Subsidiaries
On April 11, 2018, the U.S. Board of Governors of the Federal Reserve System and U.S. Office of the Comptroller of the Currency published a joint notice of proposed rulemaking and request for comment ...
United States
24 Apr 2018
14
US Federal Reserve Board Proposes To Integrate Its Regulatory Capital And Stress Test Rules For Large Banks
On April 10, 2018, the Federal Reserve published a notice of proposed rulemaking and request for comment intended to integrate its capital and stress rules and thereby simplify the capital regime ...
United States
23 Apr 2018
15
Global Regulatory Outlook 2018
The regulatory burden increases inexorably but promises of regulatory harmonization never seem to deliver.
Worldwide
23 Apr 2018
16
LIBOR Discontinuance Update - What You Should Know
As you likely know by now, in July 2017 the U.K.'s Financial Conduct Authority announced that LIBOR will be phased out by 2021.
United States
23 Apr 2018
17
Courts Continue To Interpret Escobar Favorably For FCA Defendants
One of the most significant developments in FCA litigation in recent years was the Supreme Court's unanimous 2016 ruling in Universal Health Services, Inc. v. United States ex rel. Escobar ...
United States
23 Apr 2018
18
Reg. Tracker: April 16 To April 30 – April 13, 2018
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, compliance dates, and effective dates.
United States
23 Apr 2018
19
Proposed TRID Title Insurance Clarification: Senator Warren Cries Wolf
Recently, I came across an article written by Senator Elizabeth Warren entitled "Don't Make Bad Bill on Bank Deregulation Worse."
United States
23 Apr 2018
20
Servicer Violated RESPA But Caused No Damages: Eighth Circuit
The U.S. Court of Appeals for the Eighth Circuit concluded earlier this month in Wirtz v. Specialized Loan Servicing, LLC, that a mortgage loan servicer violated Section 6 of the Real Estate Settlement Procedures Act (RESPA) by failing to obtain a borrower's complete payment history from a previous servicer and to provide a copy of the history to the borrower in response to his qualified written requests.
United States
23 Apr 2018
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