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Searching Content from UK indexed under Finance and Banking ordered by Published Date Descending.
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1
Central Bank Of Cyber? ECB Releases First New Framework On Testing Cyber-Resilience And Combatting Digital Financial Crime
High-profile cyber-attacks with unprecedented sophistication and depth of impact have put cyber-resilience at the heart of supervisory priorities but also financial stability.
European Union
20 Jul 2018
2
UK Regulator Provides Update On Its Retail Banking Business Model Review
On June 27, 2018, the U.K. FCA published a Progress Report on its Strategic Review of Retail Banking Business Models. The FCA launched the Review in April 2017 ...
UK
20 Jul 2018
3
UK Government And Regulators' Approach To Onshoring Financial Services Legislation For Brexit
On June 27, 2018, following the enactment of the European Union (Withdrawal) Act 2018, HM Treasury set out its approach to "onshoring" EU financial services legislation under the Act.
European Union
20 Jul 2018
4
European Banking Authority Warns Financial Institutions To Prepare For A Hard Brexit
On June 25, 2018, the EBA published an Opinion on preparations for the withdrawal of the U.K. from the EU. The Opinion is addressed to EU national regulators and regulators in the European Free ...
European Union
20 Jul 2018
5
Access Post-Brexit: Are You In Or Out?
On 12 July the UK Government published its paper ‘The Future Relationship between the United Kingdom and the European Union' ...
European Union
20 Jul 2018
6
Dealing With The New Claims Management Regulator
On 1 April 2019 the FCA will become the regulator of claims management companies (CMCs) established or serving customers, in England, Wales and Scotland.
UK
20 Jul 2018
7
UK Regulator Announces Successful Applicants To Cohort 4 Of Its Regulatory Sandbox
On July 3, 2018, the FCA published a press release confirming the acceptance of 29 firms to begin testing in the fourth cohort of its regulatory sandbox.
UK
20 Jul 2018
8
UK Financial Conduct Authority Consults On A New Directory For Financial Services Workers
On July 4, 2018, the FCA published a consultation paper setting out proposals to introduce a new directory of financial services workers.
UK
20 Jul 2018
9
UK Draft Regulations Restricting The Assignment Of Receivables Published
On July 6, 2018, the draft Business Contract Terms (Assignment of Receivables) Regulations 2018 were laid before Parliament. The draft Regulations will invalidate terms in business contracts ...
UK
20 Jul 2018
10
UK Regulators Consult On Improving Operational Resilience
On July 5, 2018, the BoE, the PRA and the FCA published a joint discussion paper entitled "Building the UK financial sector's operational resilience."
UK
20 Jul 2018
11
Mortgage Debt And Set-Off Rights: Woodeson V. Credit Suisse (UK)
Where a bank holds security for a loan, it can clearly enforce that security if the borrower is unable to repay its mortgage by selling the secured property and applying the sale proceeds to discharge...
UK
19 Jul 2018
12
UK Prudential Regulator Confirms Changes to Large Exposures Framework
On June 28, 2018, following a consultation in October 2017 which closed on January 4, 2018, the U.K. Prudential Regulation Authority published a Policy Statement on changes to its large exposures framework.
UK
19 Jul 2018
13
EU Draft Amended Technical Standards On Benchmarking Of Internal Models
On June 29, 2018, the European Banking Authority published an amended draft Implementing Technical Standards specifying the benchmarking portfolios, templates and definitions ...
European Union
19 Jul 2018
14
Financial Regulatory Developments – Jul 5, 2018 Issue 26/2018
On June 28, 2018, the U.S. Office of the Comptroller of the Currency announced updates to a number of supervision booklets, including the "Bank Supervision Process," "Community Bank Supervision," ...
Worldwide
19 Jul 2018
15
Regulatory Focus – July 2018
In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued...
UK
19 Jul 2018
16
UK Conduct Regulator Issues Near-Final Rules On Extension Of Individual Accountability Regime To All Financial Services Firms
On July 4, 2018, the U.K. Financial Conduct Authority published Policy Statements confirming the rule changes it will apply to extend the application of the Senior Managers & Certification Regimes ...
UK
19 Jul 2018
17
SMCR: Extension To All FCA Firms – Near-Final Rules And Further Consultation On New Public Register
On 4 July 2018, the FCA published the following package of documents relating to the extension of the Senior Managers and Certification Regime (SMCR) to insurers and all FCA firms.
UK
19 Jul 2018
18
FCA Chief Executive Urges Faster Transition Away From LIBOR
UK Financial Conduct Authority ("FCA") Chief Executive Andrew Bailey urged regulators and market participants to accelerate efforts to transition away from reliance on LIBOR.
UK
18 Jul 2018
19
Firms Must Provide Clarity About Big Data Or Face Regulatory Intervention
All FCA-regulated firms have been put on notice by the new FCA chairman, Charles Randell, that they need to make it clearer to consumers what personal data they are collecting about them and how it will be used.
UK
18 Jul 2018
20
Bank And FCA Up The Ante On Operational Resilience Expectations
The Bank of England (BoE) and the Financial Conduct Authority (FCA) have released a Discussion Paper (DP) on operational resilience, introducing enhanced expectations for Boards and senior management.
UK
18 Jul 2018
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