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Searching Content from UK indexed under Finance and Banking ordered by Published Date Descending.
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1
FCA Publishes Final Guidance On Cryptoassets Regulation
On 31 July 2019, the UK FCA published its final guidance on the types of cryptoassets that fall within the FCA's current regulatory framework, clarifying the resulting obligations for firms...
UK
16 Aug 2019
2
Private Equity Fund Economics – What's Changed In 2019?
Historically, hurdles have not been nearly as ubiquitous among VC funds compared to buyout funds.
Worldwide
16 Aug 2019
3
The Top 4 Investment Articles For Summer Reading
In the United States, 60% of venture capital firms have experience with start-ups.
Worldwide
16 Aug 2019
4
LinkedIn: Three Ways To Thrive In The Era Of The New Algorithm
Principally, the changes were made to provide more exposure to content created by smaller firms.
UK
16 Aug 2019
5
The FCA's First Antitrust Decision: "When Market Chatter Becomes Collusion"
Financial Conduct Authority (FCA) officials who were involved in the FCA's first competition decision, Anti-Competitive Conduct in the Asset Management Sector, shared their views on the case at a Skadden-moderated Q&A session on July 2, 2019.
UK
16 Aug 2019
6
Royal Commission Into The Financial Services Industry In Australia: Lessons For The UK?
As financial institutions in Australia face into the culture and conduct storm that has engulfed the UK for the past decade.
UK
16 Aug 2019
8
The UK Financial Conduct Authority Issues Final Guidance On Cryptoassets
On 31 July 2019 the UK Financial Conduct Authority (FCA) issued its final guidance on cryptoassets (the Guidance) following its consultation on draft guidance earlier in the year.
UK
15 Aug 2019
9
A Growing Concern? Transfer Restrictions In The Syndicated Loan Market
Offering an alternative form of debt financing to bilateral lending or corporate bonds, the syndicated loan market is a critical source of capital in Europe.
European Union
15 Aug 2019
10
Private Equity vs. Trade Buyouts – Five Points Of Difference For Management Teams
Whether you're a private equity executive or trade buyer, on the buy-side or sell-side, in the context of an M&A transaction it is critical to understand the expectations and concerns of a target company's management team.
UK
15 Aug 2019
11
Top Ten Tips For Transition Management
Transitioning investments is difficult and can be far more intricate and complex than it initially may appear.
UK
15 Aug 2019
12
Top Tips For Negotiating The LPA
Negotiating a private equity fund's LPA can be a difficult, intricate process. If not managed properly, fund organisational expenses and LP due diligence costs will be higher than expected, and closing deadlines may slip.
UK
15 Aug 2019
13
Meeting Expectations, And More: Seven Simple Steps To More Effective AGMs
As a fund manager, you probably have a fairly clear opinion on how you ought to be reporting your activity (and the results, thereof) to your investors.
UK
15 Aug 2019
14
Are You SMCR Ready? Your 10-Point HR Guide On The New Senior Managers And Certification Regime
The Senior Managers and Certification Regime (SMCR) comes into force on 9 December 2019 for all Financial Conduct Authority (FCA)-regulated asset management firms, replacing the old Approved Persons Regime.
UK
14 Aug 2019
15
FIG Bulletin, 9 August 2019
The FCA has published the findings of a review into how successfully the SMCR is embedded into the banking sector.
UK
14 Aug 2019
16
HSBC Is Paying Hundreds Of Millions To Settle Tax Fraud Allegations
HSBC is paying hundreds of millions to settle tax fraud allegations. Nicola Sharp of business crime solicitors Rahman Ravelli says it is not the first such case – and is unlikely to be the last.
UK
14 Aug 2019
17
FCA Market Watch 60: Inside Information Systems & Controls
The graph below shows a breakdown of the FCA's open enforcement investigations, compared to the same breakdown published by the FCA for the previous two years.
UK
13 Aug 2019
18
When Is It Permissible To Breach Confidentiality Obligations In The Public Interest?
The English High Court has handed down its judgment in Saab v Dangate Consulting Ltd and others,1 finding that the Defendants, private investigators appointed to conduct an internal
UK
13 Aug 2019
19
Manager Due Diligence: What Are Investors Looking For?
The audience comprised 80 or so fund managers and their advisers from across the private funds spectrum.
UK
13 Aug 2019
20
Financial Services M&A – 6 Flashpoints
As with any M&A deal, the focus of due diligence will depend on the transaction structure – whether a share or asset sale, or a public or private process.
UK
13 Aug 2019
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