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Searching Content from South Korea indexed under Finance and Banking ordered by Published Date Descending.
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1
More South Korean Companies Required To Appoint External Auditors
Following amendments to an act ("The Act on External Audit of Stock Companies, etc") on October 31, 2017, many joint stock and limited companies operating in South Korea now have to face mandatory external audits.
South Korea
21 Feb 2019
2
South Korea Steps Up Oversight Of Cryptocurrency Exchanges
In January 2018, the Korea Financial Intelligence Unit ("KoFIU") and the Financial Supervisory Service ("FSS") conducted a joint inspection of six Korean banks that provide trading accounts for cryptocurrency exchanges.
South Korea
9 Apr 2018
3
Korean Financial Authorities Release Amended Guidelines On Financial-Sector Personal-Information Protection
The Financial Supervisory Commission ("FSC") and Financial Supervisory Service ("FSS") of Korea first published their "Guidelines on Personal-Information Protection in the Financial Sector" in July of 2013.
South Korea
16 Mar 2017
4
Korean Regulator Publishes Draft ‘Guidelines On Margin Requirements For Non-Centrally Cleared OTC Derivatives Transactions'
The FSS of Korea published the draft ‘Guidelines on Margin Requirements for Non-Centrally Cleared OTC Derivatives Transactions' on 14 December 2016 and invited comments to be submitted by 2 January 2017.
South Korea
31 Jan 2017
5
FSC To Enhance Financial Consumer Protection, Including Greater Regulatory Power Of The FSS
On June 28, 2016, the Financial Services Commission ("FSC") proposed the enactment of the "Act on the Financial Consumer Protection Framework" (the "Proposed Enactment").
South Korea
27 Jan 2017
6
Regulatory Reform: FSC Eases Various Licensing And Eligibility Requirements For Asset Management Companies
On May 11, 2016, the FSC announced comprehensive plans to reform the licensing policies and regulations to promote market competition and innovation in the Korean asset management industry.
South Korea
27 Jan 2017
7
Regulatory Reform: FSC's New Supervisory Measures Relating To Corporate Governance Regulations Of Financial Institutions Now In Effect
Beginning August 1, 2016, Korea's revised law on the corporate governance of financial companies took effect. On the same day, the FSC announced its year-long review of controlling shareholders...
South Korea
26 Jan 2017
8
Korea's Top Financial Regulator Announces Proposed Amendments To The Presidential Decree Of The FSCMA On Qualified Professional Investors
On June 27, 2016, the Financial Services Commission ("FSC") announced the proposed amendments to the Presidential Decree to the Financial Investment Services and Capital Markets Act (FSCMA).
South Korea
26 Jan 2017
9
FIG Derivatives Briefing - 16.09.08
The requirement for Korean insurance companies to account for their assets using IFRS9 from January 2018 is likely to raise capital-related issues for foreign-owned insurance companies...
South Korea
26 Jan 2017
10
FIG Derivatives Briefing - 16.08.03
The FSC is expected to announce measures to relax certain rules concerning futures/options markets with the objective of boosting the domestic futures/options markets.
South Korea
26 Jan 2017
11
Proposed Changes To Korean Asset Management Regulations –Greater Opportunities
Financial Services Commission ("FSC") recently announced proposed changes to regulations regarding asset management businesses and called for industry feedback.
South Korea
26 Jan 2017
12
FIG Derivatives Briefing - September 2016
The requirement for Korean insurance companies to account for their assets using IFRS9 from January 2018 is likely to raise capital-related issues for foreign-owned insurance companies in Korea...
South Korea
25 Jan 2017
13
New Act On Governance Of Financial Institutions
The AGFI adopts enhanced soundness standards by employing broadened qualification tests for major shareholders.
South Korea
23 Jan 2017
14
Proposed Changes To Korean Asset Management Regulations –Greater Opportunities
Financial Services Commission ("FSC") recently announced proposed changes to regulations regarding asset management businesses and called for industry feedback.
South Korea
23 Jan 2017
15
Treasury Shares As A Defence Mechanism Against Hostile Takeovers
As a general rule, the Korean Commercial Code (KCC) forbids a company from acquiring its own shares (treasury shares) in accordance with principles of capital adequacy.
South Korea
23 Jan 2017
16
FIG Derivatives Briefing - October 2016
The dedicated professionals of Financial Institutions Group related practice (FIG) at Yulchon LLC will be bringing you periodic briefings on developments in Korea and globally concerning...
South Korea
19 Jan 2017
17
Korean Regulator, Encouraging Financial Institutions By Relaxing The Chinese Wall Regulations
On 28 June 2016, the Korean government enacted an amendment to the Enforcement Decree of the FSCMA which, among others, expands the exception to the Chinese wall regulations . . .
South Korea
11 Jan 2017
18
Update On Capital Market Regulations, Including Stricter Restrictions On Short Selling
Financial regulators will be reinforcing regulations on short selling activities in light of continued criticism that ordinary investors are being unfairly affected by short selling activities.
South Korea
11 Jan 2017
19
A Guide To Selling Regulated Investment Funds In Asia June 2012 - Korea
Irish investment funds may be sold in Korea by way of public offering or private placement.
South Korea
20 Jun 2012
20
Short Position Reporting System Proposed by Korean Regulators
The Financial Services Commission (FSC) aims to introduce a mandatory reporting system for high volume short positions.
South Korea
24 Mar 2012
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