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Searching Content indexed under IT and Internet by Ropes & Gray LLP's Investment Management Practice Group ordered by Published Date Descending.
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SEC's OCIE Risk Alert Announces New Cybersecurity Exam Initiative – Focus Includes Conducting Tests Of Efficacy Of Firm's Procedures And Controls
Following up on last year's cybersecurity sweep exam, the SEC's Office of Compliance Inspections and Examinations issued a new Risk Alert on September 15, 2015, announcing a second round of cybersecurity exams.
United States
21 Sep 2015
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SEC Releases New Guidance Related To Investment Funds And Cybersecurity Risks
On April 28, 2015, the SEC’s Division of Investment Management released a Guidance Update titled Cybersecurity Guidance (the "Guidance").
United States
8 May 2015
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