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Searching Content indexed under Media, Telecoms, IT, Entertainment by Ropes & Gray LLP's Investment Management Practice Group ordered by Published Date Descending.
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Ropes & Gray's Investment Management Update: August – September 2017
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
12 Oct 2017
2
SEC's OCIE Risk Alert Announces New Cybersecurity Exam Initiative – Focus Includes Conducting Tests Of Efficacy Of Firm's Procedures And Controls
Following up on last year's cybersecurity sweep exam, the SEC's Office of Compliance Inspections and Examinations issued a new Risk Alert on September 15, 2015, announcing a second round of cybersecurity exams.
United States
21 Sep 2015
3
SEC Releases New Guidance Related To Investment Funds And Cybersecurity Risks
On April 28, 2015, the SEC’s Division of Investment Management released a Guidance Update titled Cybersecurity Guidance (the "Guidance").
United States
8 May 2015
4
SEC Staff Provides Guidance To Investment Advisers On The Use of Social Media
In response to the prevalence of social media sites featuring consumer reviews of various types of businesses, on March 28, 2014, the SEC’s Division of Investment Management published an IM Guidance Update to address concerns arising from the rating of investment advisers on such social media sites (the "Guidance Update").
United States
17 Apr 2014
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