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Searching Content indexed under Trials & Appeals & Compensation by Jared B. Cohen ordered by Published Date Descending.
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BNA Insights: Statute Of Limitations For Disgorgement Claims In SEC And CFPB
In a landmark May 26, 2016 decision, the U.S. Court of Appeals for the Eleventh Circuit became the first appellate court to rule that Securities and Exchange Commission (‘‘SEC'') actions for disgorgement are subject to a statute of limitations.
United States
10 Aug 2016
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Parties Push To Enforce Statutory Time Limits On SEC Enforcement Actions
Two cases now before US Courts of Appeals carry the possibility of placing meaningful new limits on the US Securities and Exchange Commission’s (SEC) time horizon for bringing enforcement actions.
United States
14 Apr 2015
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